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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TYPE
1851
DELISTED
Monotype Imaging Holdings Inc.
TYPE
| $1.87M | 0.01% |
+58,653
| New | +$1.71M |
|
|
PBY
1852
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
| $1.86M | 0.01% |
153,095
+26,520
| +21% | +$341K |
|
1853
Kilroy Realty
KRC
$4.34B
| $1.86M | 0.01% |
37,043
-12,727
| -26% | -$652K |
|
|
BAF
1854
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
| $1.86M | 0.01% |
144,322
+696
| +0.5% | +$8.93K |
|
|
BNY
1855
DELISTED
BlackRock New York Municipal Income Trust
BNY
| $1.86M | 0.01% |
149,132
+35,752
| +32% | +$457K |
|
1856
STAG Industrial
STAG
$7.1B
| $1.85M | 0.01% |
90,916
+20,192
| +29% | +$421K |
|
1857
Tyler Technologies
TYL
$12.5B
| $1.85M | 0.01% |
18,151
+4,536
| +33% | +$441K |
|
1858
Raymond James Financial
RJF
$34.4B
| $1.85M | 0.01% |
53,219
+43,853
| +468% | +$1.36M |
|
1859
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.55B
| $1.85M | 0.01% |
+80,000
| New | +$1.76M |
|
|
DRE
1860
DELISTED
Duke Realty Corp.
DRE
| $1.84M | 0.01% |
122,532
-11,973
| -9% | -$187K |
|
1861
Cal-Maine
CALM
$3.98B
| $1.84M | 0.01% |
61,062
-6,256
| -9% | -$166K |
|
|
MUI
1862
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
| $1.84M | 0.01% |
132,258
+23,076
| +21% | +$315K |
|
1863
iShares S&P 500 Value ETF
IVE
$49.6B
| $1.84M | 0.01% |
21,505
-9,050
| -30% | -$745K |
|
|
NBIS
1864
Nebius Group N.V.
NBIS
$48.2B
| $1.83M | 0.01% |
42,549
+8,499
| +25% | +$331K |
|
|
ANN
1865
DELISTED
ANN INC
ANN
| $1.83M | 0.01% |
50,091
-189,280
| -79% | -$6.7M |
|
|
IPCC
1866
DELISTED
Infinity Property & Casualty C
IPCC
| $1.83M | 0.01% |
25,459
+10,572
| +71% | +$723K |
|
1867
Geospace Technologies
GEOS
$88.2M
| $1.83M | 0.01% |
19,247
-6,647
| -26% | -$611K |
|
|
SUSQ
1868
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
| $1.82M | 0.01% |
142,017
+116,738
| +462% | +$1.45M |
|
1869
Amdocs
DOX
$6.28B
| $1.82M | 0.01% |
44,135
+7,159
| +19% | +$282K |
|
1870
Jack Henry & Associates
JKHY
$11.2B
| $1.82M | 0.01% |
30,732
-6,693
| -18% | -$373K |
|
1871
Aaon
AAON
$7.39B
| $1.81M | 0.01% |
+127,411
| New | +$1.62M |
|
1872
HUB Group
HUBG
$2.83B
| $1.8M | 0.01% |
+90,122
| New | +$1.69M |
|
|
EVJ
1873
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
| $1.8M | 0.01% |
155,271
-2,086
| -1% | -$24.3K |
|
1874
CALL
Waste Management
WM
$91.5B
| $1.79M | 0.01% |
+40,000
| New | +$1.75M |
|
1875
Nuveen Real Asset Income & Growth Fund
JRI
$347M
| $1.79M | 0.01% |
106,691
+378
| +0.4% | +$6.83K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.