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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AEL
1851
DELISTED
American Equity Investment Life Holding Company
AEL
| $1.44M | 0.01% |
67,868
-60,156
| -47% | -$1.15M |
|
1852
Seneca Foods Class A
SENEA
$1.13B
| $1.44M | 0.01% |
47,841
+4,267
| +10% | +$138K |
|
|
EVER
1853
DELISTED
Everbank Financial Corp
EVER
| $1.44M | 0.01% |
96,119
+15,635
| +19% | +$241K |
|
1854
Carriage Services
CSV
$587M
| $1.44M | 0.01% |
74,163
+15,176
| +26% | +$280K |
|
1855
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
| $1.44M | 0.01% |
56,958
+13,971
| +33% | +$352K |
|
1856
Kulicke & Soffa
KLIC
$4.74B
| $1.44M | 0.01% |
124,338
+17,327
| +16% | +$197K |
|
1857
CALL
Nike
NKE
$62.3B
| $1.44M | 0.01% |
+39,000
| New | +$1.27M |
|
|
UTEK
1858
DELISTED
Ultratech Inc.
UTEK
| $1.44M | 0.01% |
47,371
+7,396
| +19% | +$227K |
|
1859
Leidos
LDOS
$17B
| $1.43M | 0.01% |
31,454
-620,517
| -95% | -$23.1M |
|
1860
Equinor
EQNR
$93.7B
| $1.43M | 0.01% |
62,897
-12,456
| -17% | -$273K |
|
|
ETW
1861
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
| $1.43M | 0.01% |
125,763
-8,236
| -6% | -$93.9K |
|
1862
MarineMax
HZO
$776M
| $1.43M | 0.01% |
116,890
+9,296
| +9% | +$111K |
|
|
VGR
1863
DELISTED
Vector Group Ltd.
VGR
| $1.43M | 0.01% |
167,475
-339,896
| -67% | -$2.85M |
|
1864
CALL
First Solar
FSLR
$26.2B
| $1.43M | 0.01% |
+35,000
| New | +$1.48M |
|
|
HITK
1865
DELISTED
HI-TECH PHARMACAL INC
HITK
| $1.43M | 0.01% |
+33,025
| New | +$1.26M |
|
1866
STAG Industrial
STAG
$7.1B
| $1.42M | 0.01% |
70,724
-39,813
| -36% | -$813K |
|
1867
Telkom Indonesia
TLK
$14.8B
| $1.42M | 0.01% |
78,336
-21,786
| -22% | -$455K |
|
|
XXIA
1868
DELISTED
Ixia
XXIA
| $1.42M | 0.01% |
90,605
+13,197
| +17% | +$203K |
|
|
MDP
1869
DELISTED
Meredith Corporation
MDP
| $1.42M | 0.01% |
29,703
-92,860
| -76% | -$4.31M |
|
1870
Terreno Realty
TRNO
$7.2B
| $1.42M | 0.01% |
79,687
+18,518
| +30% | +$335K |
|
1871
Comtech Telecommunications
CMTL
$51.5M
| $1.41M | 0.01% |
58,124
+11,755
| +25% | +$306K |
|
|
FCE.A
1872
DELISTED
Forest City Realty Trust, Inc.
FCE.A
| $1.41M | 0.01% |
74,445
-159,313
| -68% | -$2.89M |
|
1873
Nordic American Tanker
NAT
$1.36B
| $1.41M | 0.01% |
174,420
+67,599
| +63% | +$564K |
|
|
COR
1874
DELISTED
Coresite Realty Corporation
COR
| $1.41M | 0.01% |
41,404
+5,838
| +16% | +$194K |
|
|
HTO
1875
H2O America
HTO
$2.59B
| $1.4M | 0.01% |
50,088
+4,368
| +10% | +$119K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.