We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPE
1801
Special Opportunities Fund
SPE
$144M
$194K ﹤0.01%
18,276
-59
-0.3% -$715
HPS
1802
John Hancock Preferred Income Fund III
HPS
$458M
$191K ﹤0.01%
12,721
-148
-1% -$2.38K
ITUB icon
1803
Itaú Unibanco
ITUB
$87.5B
$188K ﹤0.01%
41,223
-31,882
-44% -$136K
EXTR icon
1804
Extreme Networks
EXTR
$3.15B
$185K ﹤0.01%
14,164
-10,273
-42% -$130K
MTUS icon
1805
Metallus
MTUS
$898M
$184K ﹤0.01%
12,266
-16,998
-58% -$283K
BLNK icon
1806
Blink Charging
BLNK
$87.9M
$182K ﹤0.01%
+10,275
New +$211K
NEWT icon
1807
NewtekOne
NEWT
$391M
$177K ﹤0.01%
10,871
-279
-3% -$5.7K
EZPW icon
1808
Ezcorp Inc
EZPW
$1.71B
$173K ﹤0.01%
22,464
-31,868
-59% -$264K
FOF icon
1809
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$172K ﹤0.01%
17,683
-205
-1% -$2.34K
JRS icon
1810
Nuveen Real Estate Income Fund
JRS
$246M
$172K ﹤0.01%
22,264
-259
-1% -$2.44K
IFN
1811
Aberdeen India Fund
IFN
$504M
$170K ﹤0.01%
10,558
-123
-1% -$2.12K
ELAN icon
1812
Elanco Animal Health
ELAN
$11.1B
$168K ﹤0.01%
13,510
+1,506
+13% +$26.3K
KELYA icon
1813
Kelly Services Class A
KELYA
$528M
$165K ﹤0.01%
12,110
-17,005
-58% -$307K
CPAAW
1814
DELISTED
Conyers Park III Acquisition Corp. Warrants
CPAAW
$164K ﹤0.01%
1,152,962
– –
IEA
1815
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$162K ﹤0.01%
+11,953
New +$155K
CPRX
1816
DELISTED
Catalyst Pharmaceutical
CPRX
$157K ﹤0.01%
+12,202
New +$145K
HCSG icon
1817
Healthcare Services Group
HCSG
$1.53B
$157K ﹤0.01%
12,962
-104
-0.8% -$1.53K
FSR
1818
DELISTED
Fisker Inc.
FSR
$156K ﹤0.01%
20,720
+2,121
+11% +$19.1K
PFD
1819
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$151K ﹤0.01%
14,250
-228
-2% -$2.79K
ERC
1820
Allspring Multi-Sector Income Fund
ERC
$259M
$147K ﹤0.01%
17,042
-2,494
-13% -$24.3K
NUW icon
1821
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
$144K ﹤0.01%
10,979
-27,168
-71% -$383K
HOUS
1822
DELISTED
Anywhere Real Estate
HOUS
$141K ﹤0.01%
17,464
-18,438
-51% -$189K
EMF
1823
Templeton Emerging Markets Fund
EMF
$326M
$138K ﹤0.01%
13,275
-43
-0.3% -$510
HRTX icon
1824
Heron Therapeutics
HRTX
$92.9M
$137K ﹤0.01%
32,383
-28,587
-47% -$112K
HLIT icon
1825
Harmonic Inc
HLIT
$1.28B
$136K ﹤0.01%
10,440
-7,743
-43% -$83.6K
71 72
73
74 75

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.