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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
(-2%)
Cap. Flow
-$57.8M
Cap. Flow
% of AUM
-0.35%
Top 10 Holdings %
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$50M |
| 2 |
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
|
+$38.8M |
| 3 |
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
|
+$37M |
| 4 |
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
|
+$34.7M |
| 5 |
Honeywell
HON
|
+$32.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$41.8M |
| 2 |
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
|
+$39.8M |
| 3 |
MTTR
Matterport, Inc. Class A Common Stock
MTTR
|
+$32.4M |
| 4 |
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
|
+$20M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.23% |
| 2 | Financials | 13.81% |
| 3 | Healthcare | 9.7% |
| 4 | Consumer Discretionary | 8.79% |
| 5 | Communication Services | 6.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1801
Ormat Technologies
ORA
$6.65B
| $436K | ﹤0.01% |
6,545
+195
| +3% | +$13.5K |
|
|
TEI
1802
Templeton Emerging Markets Income Fund
TEI
$321M
| $436K | ﹤0.01% |
56,374
+31,838
| +130% | +$251K |
|
1803
Andersons Inc
ANDE
$2.22B
| $433K | ﹤0.01% |
14,060
-24,648
| -64% | -$711K |
|
|
HPS
1804
John Hancock Preferred Income Fund III
HPS
$458M
| $433K | ﹤0.01% |
23,109
-8,936
| -28% | -$171K |
|
|
TTP
1805
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
| $431K | ﹤0.01% |
17,976
-7,114
| -28% | -$165K |
|
|
DMC
1806
Del Monte Corp
DMC
$1.45B
| $429K | ﹤0.01% |
13,302
-23,325
| -64% | -$735K |
|
1807
TTEC Holdings
TTEC
$124M
| $428K | ﹤0.01% |
4,575
+571
| +14% | +$58.3K |
|
1808
Equinor
EQNR
$92.4B
| $427K | ﹤0.01% |
16,733
-14,883
| -47% | -$319K |
|
|
GRX
1809
Gabelli Healthcare & Wellness Trust
GRX
$146M
| $427K | ﹤0.01% |
32,331
+7,095
| +28% | +$96.1K |
|
1810
Silgan Holdings
SLGN
$4.41B
| $427K | ﹤0.01% |
11,140
-5,175
| -32% | -$211K |
|
1811
Li Auto
LI
$12.7B
| $426K | ﹤0.01% |
16,188
-2,732
| -14% | -$82.2K |
|
|
NTG
1812
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
| $426K | ﹤0.01% |
14,773
+2,532
| +21% | +$72.4K |
|
|
AMRS
1813
DELISTED
Amyris Inc.
AMRS
| $426K | ﹤0.01% |
31,003
-10,037
| -24% | -$144K |
|
|
AWF
1814
AllianceBernstein Global High Income Fund
AWF
$872M
| $424K | ﹤0.01% |
+34,591
| New | +$428K |
|
1815
Teva Pharmaceuticals
TEVA
$41.2B
| $424K | ﹤0.01% |
43,463
+12,316
| +40% | +$115K |
|
1816
Carlyle Secured Lending
CGBD
$758M
| $423K | ﹤0.01% |
31,519
-31,142
| -50% | -$425K |
|
1817
ESCO Technologies
ESE
$7.92B
| $423K | ﹤0.01% |
5,494
-450
| -8% | -$39.8K |
|
1818
ONE Gas
OGS
$5.04B
| $423K | ﹤0.01% |
6,674
+455
| +7% | +$32.4K |
|
|
GIIXW
1819
DELISTED
Gores Holdings VIII, Inc. Warrant
GIIXW
| $416K | ﹤0.01% |
374,998
| – | – |
|
|
DEA
1820
Easterly Government Properties
DEA
$1.18B
| $415K | ﹤0.01% |
+8,033
| New | +$434K |
|
1821
Dycom Industries
DY
$12.3B
| $414K | ﹤0.01% |
5,810
-4,776
| -45% | -$338K |
|
|
VSXY
1822
Victoria's Secret
VSXY
$7.83B
| $413K | ﹤0.01% |
+7,465
| New | +$453K |
|
1823
Toyota
TM
$225B
| $412K | ﹤0.01% |
2,317
-862
| -27% | -$154K |
|
1824
Bain Capital Specialty
BCSF
$850M
| $411K | ﹤0.01% |
27,678
-23,016
| -45% | -$350K |
|
|
JMIA
1825
Jumia Technologies
JMIA
$767M
| $411K | ﹤0.01% |
22,111
+2,498
| +13% | +$52.8K |
|
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Guggenheim Capital's Q3 2021 Portfolio in Review
As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
- Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
- Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
- Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
- Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
- Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
- Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
- Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.
Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.