Guggenheim Capital’s Carlyle Secured Lending CGBD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	–	Sell	-14,720	Closed	-$220K	–	1886
2023 Q4	$220K	Sell	14,720 -640	-4%	-$9.31K	﹤0.01%	1779
2023 Q3	$223K	Buy	15,360 +2,388	+18%	+$35.8K	﹤0.01%	1727
2023 Q2	$189K	Buy	12,972 +2,865	+28%	+$39.9K	﹤0.01%	1784
2023 Q1	$138K	Buy	+10,107	New	+$149K	﹤0.01%	1852
2021 Q4	–	Sell	-31,519	Closed	-$423K	–	2122
2021 Q3	$423K	Sell	31,519 -31,142	-50%	-$425K	﹤0.01%	1816
2021 Q2	$828K	Sell	62,661 -31,700	-34%	-$431K	﹤0.01%	1589
2021 Q1	$1.25M	Sell	94,361 -21,346	-18%	-$258K	0.01%	1281
2020 Q4	$1.19M	Sell	115,707 -29,066	-20%	-$288K	0.01%	1243
2020 Q3	$1.29M	Sell	144,773 -12,599	-8%	-$110K	0.01%	1096
2020 Q2	$1.35M	Buy	157,372 +7,920	+5%	+$61.8K	0.01%	1070
2020 Q1	$780K	Buy	149,452 +6,672	+5%	+$79K	0.01%	1198
2019 Q4	$1.91M	Buy	142,780 +1,699	+1%	+$23.5K	0.01%	1054
2019 Q3	$2.03M	Sell	141,081 -9,501	-6%	-$140K	0.02%	1011
2019 Q2	$2.29M	Sell	150,582 -4,288	-3%	-$64.1K	0.02%	999
2019 Q1	$2.24M	Sell	154,870 -8,603	-5%	-$127K	0.02%	1019
2018 Q4	$2.03M	Buy	163,473 +25,296	+18%	+$384K	0.02%	1035
2018 Q3	$2.31M	Buy	138,177 +41,389	+43%	+$715K	0.02%	1157
2018 Q2	$1.65M	Buy	96,788 +35,883	+59%	+$639K	0.01%	1357
2018 Q1	$1.09M	Buy	60,905 +36,375	+148%	+$651K	﹤0.01%	2036
2017 Q4	$492K	Buy	+24,530	New	+$453K	﹤0.01%	2365