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Carlyle Secured Lending

92 hedge funds and large institutions have $140M invested in Carlyle Secured Lending in 2020 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 23 increasing their positions, 29 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

3,569% more call options, than puts

Call options by funds: $477K | Put options by funds: $13K

156% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 9

18% more funds holding

Funds holding: 7892 (+14)

14% more capital invested

Capital invested by funds: $123M → $140M (+$17M)

4.58% more ownership

Funds ownership: 24.56%29.14% (+4.6%)

21% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 29

Holders
92
Holders Change
+14
Holders Change %
+17.95%
% of All Funds
1.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
23
Increased
23
Reduced
29
Closed
9
Calls
$477K
Puts
$13K
Net Calls
+$464K
Net Calls Change
-$279K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17M +$632K +63,736 +4%
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$13.5M -$5.95K -600 -0%
Invesco
3
Invesco
Georgia
$9.97M -$2.91M -293,409 -23%
VanEck Associates
4
VanEck Associates
New York
$9.19M +$1.1M +111,157 +14%
Truist Financial
5
Truist Financial
North Carolina
$6.73M -$325K -32,834 -5%
D.E. Shaw & Co
6
D.E. Shaw & Co
New York
$6.68M -$323K -32,577 -5%
HighTower Advisors
7
HighTower Advisors
Illinois
$6.44M -$1.61M -162,817 -21%
CCM
8
Callodine Capital Management
Massachusetts
$6.25M -$205K -20,666 -3%
Ameriprise
9
Ameriprise
Minnesota
$5.65M
Sumitomo Mitsui Trust Group
10
Sumitomo Mitsui Trust Group
Japan
$4.58M +$565K +57,036 +15%
MC
11
Muzinich & Co
New York
$4.58M +$565K +57,036 +15%
Legal & General Group
12
Legal & General Group
United Kingdom
$4.13M -$11K -1,107 -0.3%
BlackRock
13
BlackRock
New York
$3.76M +$49.7K +5,012 +1%
Two Sigma Advisers
14
Two Sigma Advisers
New York
$3.51M -$284K -28,700 -8%
Two Sigma Investments
15
Two Sigma Investments
New York
$2.74M +$728K +73,498 +38%
Neuberger Berman Group
16
Neuberger Berman Group
New York
$2.28M +$2.2M +222,074 New
NCM
17
Novare Capital Management
North Carolina
$2.26M +$478K +48,195 +28%
MCM
18
McKinley Capital Management
Alaska
$2.15M -$131K -13,238 -6%
Bank of America
19
Bank of America
North Carolina
$1.37M -$241K -24,272 -15%
California Public Employees Retirement System
20
California Public Employees Retirement System
California
$1.29M -$23.8K -2,400 -2%
CAM
21
Cresset Asset Management
Illinois
$1.24M -$166K -16,766 -13%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$1.23M -$165K -16,695 -12%
GC
23
Guggenheim Capital
Illinois
$1.19M -$288K -29,066 -20%
US Bancorp
24
US Bancorp
Minnesota
$1.15M
CHAM
25
Clear Harbor Asset Management
Connecticut
$1.06M +$34.7K +3,500 +3%

CGBD Hedge Fund Activity: Q4 2020 in Review

92 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q4 2020, worth a combined $140M — up 14% from $123M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new CGBD positions and 9 closed out — a net gain of 14 holders — while 23 added to existing stakes and 29 trimmed.

The largest buyer was Neuberger Berman Group, opening a new position worth an estimated $2.2M. The largest seller was Invesco, cutting an estimated $2.91M.

  • 92 institutional investors held Carlyle Secured Lending (CGBD) as of Q4 2020, up from 78 in Q3 2020.
  • Funds reported $140M of Carlyle Secured Lending stock for Q4 2020, up 14% quarter-over-quarter.
  • 23 funds opened new Carlyle Secured Lending positions in Q4 2020 and 9 closed out, a net change of +14 holders.
  • The largest Carlyle Secured Lending buyer in Q4 2020 was Neuberger Berman Group, an estimated $2.2M added.
  • The largest Carlyle Secured Lending seller in Q4 2020 was Invesco, an estimated $2.91M sold.

Based on aggregated 13F filings for Q4 2020.