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Carlyle Secured Lending

89 hedge funds and large institutions have $86.9M invested in Carlyle Secured Lending in 2020 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 24 increasing their positions, 28 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 16

1% more funds holding

Funds holding: 8889 (+1)

1.56% less ownership

Funds ownership: 30.27%28.71% (-1.6%)

14% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 28

64% less capital invested

Capital invested by funds: $241M → $86.9M (-$154M)

80% less call options, than puts

Call options by funds: $17K | Put options by funds: $84K

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
89
Holders Change
+1
Holders Change %
+1.14%
% of All Funds
1.96%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
19
Increased
24
Reduced
28
Closed
16
Calls
$17K
Puts
$84K
Net Calls
-$67K
Net Calls Change
+$87K
Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
1
HighTower Advisors
Illinois
$12.6M -$1.22M -102,847 -4%
Morgan Stanley
2
Morgan Stanley
New York
$9.16M -$9.17M -774,432 -31%
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$6.85M -$2.93M -247,234 -16%
ST
4
Sageworth Trust
Pennsylvania
$4.8M +$3.26M +274,987 +43%
Invesco
5
Invesco
Georgia
$4.14M -$36.1K -3,053 -0.4%
Truist Financial
6
Truist Financial
North Carolina
$3.64M -$792K -66,888 -9%
VanEck Associates
7
VanEck Associates
New York
$3.44M -$11.9K -1,003 -0.2%
D.E. Shaw & Co
8
D.E. Shaw & Co
New York
$2.88M -$89.1K -7,522 -1%
Ameriprise
9
Ameriprise
Minnesota
$2.88M +$9.72K +821 +0.1%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$2.55M +$1.02M +86,400 +21%
GT
11
Glenmede Trust
Pennsylvania
$2.02M
MC
12
Muzinich & Co
New York
$1.89M -$259K -21,882 -6%
Sumitomo Mitsui Trust Group
13
Sumitomo Mitsui Trust Group
Japan
$1.89M +$4.28M +361,936 New
WFI
14
West Family Investments
California
$1.87M +$574K +48,500 +16%
Legal & General Group
15
Legal & General Group
United Kingdom
$1.74M +$249K +21,031 +7%
State of New Jersey Common Pension Fund D
16
State of New Jersey Common Pension Fund D
New Jersey
$1.67M -$3.91M -330,000 -51%
BlackRock
17
BlackRock
New York
$1.61M -$290K -24,455 -7%
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$1.51M
VEA
19
Virtus ETF Advisers
New York
$1.51M -$591K -49,910 -15%
Bank of America
20
Bank of America
North Carolina
$1.28M -$186K -15,752 -6%
NCM
21
Novare Capital Management
North Carolina
$1.27M +$1.13M +95,785 +65%
Two Sigma Investments
22
Two Sigma Investments
New York
$1.1M -$1.66M -140,184 -40%
PP
23
PagnatoKarp Partners
Virginia
$1.04M -$490K -41,400 -18%
MCM
24
McKinley Capital Management
Alaska
$1.03M +$2.7K +228 +0.1%
WAM
25
Wolverine Asset Management
Illinois
$889K +$1.25M +105,665 +163%

CGBD Hedge Fund Activity: Q1 2020 in Review

89 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q1 2020, worth a combined $86.9M — down 64% from $241M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new CGBD positions and 16 closed out — a net gain of 3 holders — while 24 added to existing stakes and 28 trimmed.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $4.28M. The largest seller was Morgan Stanley, cutting an estimated $9.17M.

  • 89 institutional investors held Carlyle Secured Lending (CGBD) as of Q1 2020, up from 88 in Q4 2019.
  • Funds reported $86.9M of Carlyle Secured Lending stock for Q1 2020, down 64% quarter-over-quarter.
  • 19 funds opened new Carlyle Secured Lending positions in Q1 2020 and 16 closed out, a net change of +3 holders.
  • The largest Carlyle Secured Lending buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $4.28M added.
  • The largest Carlyle Secured Lending seller in Q1 2020 was Morgan Stanley, an estimated $9.17M sold.

Based on aggregated 13F filings for Q1 2020.