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Carlyle Secured Lending

31 hedge funds and large institutions have $107M invested in Carlyle Secured Lending in 2017 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 4 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 4

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

15% more funds holding

Funds holding: 2731 (+4)

11% more capital invested

Capital invested by funds: $95.6M → $107M (+$10.9M)

0.61% more ownership

Funds ownership: 8.71%9.32% (+0.61%)

Holders
31
Holders Change
+4
Holders Change %
+14.81%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
12
Reduced
4
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MC
1
Muzinich & Co
New York
$16.5M +$1.37M +74,460 +9%
State of New Jersey Common Pension Fund D
2
State of New Jersey Common Pension Fund D
New Jersey
$12.2M +$1.84M +100,000 +18%
Alyeska Investment Group
3
Alyeska Investment Group
Illinois
$9.78M +$171K +9,275 +2%
AM
4
Ares Management
California
$8.94M
VanEck Associates
5
VanEck Associates
New York
$8.41M +$8.23M +446,851 New
GT
6
Glenmede Trust
Pennsylvania
$7.12M +$6.97M +378,305 New
Ameriprise
7
Ameriprise
Minnesota
$6.78M +$230K +12,500 +4%
CRC
8
Curi RMB Capital
Illinois
$5.45M -$2.04M -110,445 -28%
UBS Group
9
UBS Group
Switzerland
$4.62M +$4.49M +243,822 +15,957%
Morgan Stanley
10
Morgan Stanley
New York
$4.53M +$1.2M +65,149 +37%
MIM
11
Monashee Investment Management
Massachusetts
$4.5M -$4.61M -250,000 Closed
AR
12
Advisory Research
Illinois
$3.77M +$1.61M +87,416 +77%
SMDAM
13
Sumitomo Mitsui DS Asset Management
Japan
$3.63M +$1.52M +82,639 +75%
HighTower Advisors
14
HighTower Advisors
Illinois
$2.56M +$2.51M +136,004 New
Arrowstreet Capital
15
Arrowstreet Capital
Massachusetts
$1.97M +$1.93M +104,502 New
BSG
16
Black Swift Group
Colorado
$1.47M +$1.44M +78,213 New
RCM
17
Rivernorth Capital Management
Florida
$1.41M -$4.42M -239,947 -76%
MCM
18
McKinley Capital Management
Alaska
$1.19M +$1.16M +63,167 +21,633%
Bank of America
19
Bank of America
North Carolina
$377K +$288K +15,651 +358%
TG
20
TCW Group
California
$292K
Wells Fargo
21
Wells Fargo
California
$269K +$220K +11,945 +508%
Goldman Sachs
22
Goldman Sachs
New York
$231K -$358K -19,400 -61%
KACA
23
Kayne Anderson Capital Advisors
California
$225K +$221K +12,000 New
Deutsche Bank
24
Deutsche Bank
Germany
$180K +$177K +9,600 New
JP Morgan Chase
25
JP Morgan Chase
New York
$67K +$65.5K +3,555 New

CGBD Hedge Fund Activity: Q3 2017 in Review

31 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q3 2017, worth a combined $107M — up 11% from $95.6M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new CGBD positions and 7 closed out — a net gain of 4 holders — while 12 added to existing stakes and 4 trimmed.

The largest buyer was VanEck Associates, opening a new position worth an estimated $8.23M. The largest seller was Suntrust Banks, exiting entirely with an estimated $10.7M sold.

  • 31 institutional investors held Carlyle Secured Lending (CGBD) as of Q3 2017, up from 27 in Q2 2017.
  • Funds reported $107M of Carlyle Secured Lending stock for Q3 2017, up 11% quarter-over-quarter.
  • 11 funds opened new Carlyle Secured Lending positions in Q3 2017 and 7 closed out, a net change of +4 holders.
  • The largest Carlyle Secured Lending buyer in Q3 2017 was VanEck Associates, an estimated $8.23M added.
  • The largest Carlyle Secured Lending seller in Q3 2017 was Suntrust Banks, an estimated $10.7M sold.

Based on aggregated 13F filings for Q3 2017.