Advisory Research’s Carlyle Secured Lending CGBD Stock Holding History

Advisory Research’s Portfolio CGBD Stock Details CGBD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-11,340	Closed	-$142K	–	147
2025 Q3	$142K	Buy	11,340 +953	+9%	+$13.1K	0.02%	147
2025 Q2	$142K	Buy	+10,387	New	+$148K	0.02%	140
2019 Q3	–	Sell	-75,597	Closed	-$1.15M	–	319
2019 Q2	$1.15M	Sell	75,597 -38,796	-34%	-$580K	0.02%	235
2019 Q1	$1.66M	Sell	114,393 -3,625	-3%	-$53.3K	0.03%	200
2018 Q4	$1.46M	Sell	118,018 -24,677	-17%	-$374K	0.03%	198
2018 Q3	$2.38M	Sell	142,695 -55,543	-28%	-$959K	0.04%	184
2018 Q2	$3.37M	Sell	198,238 -36,630	-16%	-$652K	0.05%	178
2018 Q1	$4.2M	Buy	234,868 +24,355	+12%	+$436K	0.08%	153
2017 Q4	$4.22M	Buy	210,513 +10,172	+5%	+$188K	0.07%	161
2017 Q3	$3.77M	Buy	200,341 +87,416	+77%	+$1.61M	0.06%	168
2017 Q2	$2.03M	Buy	+112,925	New	+$2.06M	0.03%	220

Other funds holding CGBD

Creative Planning

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

VanEck Associates

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return

CF Capital Cohasset, Massachusetts $83M AUM 14.05% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Two Sigma Investments

Two Sigma Investments New York $121B AUM 33.93% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return