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Carlyle Secured Lending

46 hedge funds and large institutions have $184M invested in Carlyle Secured Lending in 2017 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 17 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 4

240% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 5

73% more capital invested

Capital invested by funds: $107M → $184M (+$77.6M)

48% more funds holding

Funds holding: 3146 (+15)

5.43% more ownership

Funds ownership: 9.32%14.75% (+5.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
46
Holders Change
+15
Holders Change %
+48.39%
% of All Funds
1.04%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
20
Increased
17
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$27.3M +$20.6M +1,115,106 +454%
MC
2
Muzinich & Co
New York
$22.1M +$4.24M +229,783 +26%
State of New Jersey Common Pension Fund D
3
State of New Jersey Common Pension Fund D
New Jersey
$13M
HighTower Advisors
4
HighTower Advisors
Illinois
$12.9M +$9.34M +506,394 +372%
PP
5
PagnatoKarp Partners
Virginia
$11.1M +$9.98M +540,667 New
SB
6
Suntrust Banks
Georgia
$9.53M +$8.78M +475,707 New
AM
7
Ares Management
California
$9.49M -$28.2K -1,531 -0.3%
Morgan Stanley
8
Morgan Stanley
New York
$9.08M +$3.91M +212,178 +88%
VanEck Associates
9
VanEck Associates
New York
$9.06M +$96.3K +5,220 +1%
Alyeska Investment Group
10
Alyeska Investment Group
Illinois
$7.68M -$2.51M -136,181 -26%
GT
11
Glenmede Trust
Pennsylvania
$7.6M +$22.4K +1,216 +0.3%
Ameriprise
12
Ameriprise
Minnesota
$7.32M +$92.3K +5,000 +1%
CCP
13
Clough Capital Partners
Massachusetts
$5.02M +$4.63M +250,700 New
Arrowstreet Capital
14
Arrowstreet Capital
Massachusetts
$4.56M +$2.27M +123,154 +118%
WFI
15
West Family Investments
California
$4.25M -$2.46M -133,100 -39%
AR
16
Advisory Research
Illinois
$4.22M +$188K +10,172 +5%
SMDAM
17
Sumitomo Mitsui DS Asset Management
Japan
$4.07M +$186K +10,085 +5%
Millennium Management
18
Millennium Management
New York
$2.6M +$2.39M +129,677 New
ST
19
Sageworth Trust
Pennsylvania
$1.62M +$1.49M +80,795 New
MCM
20
McKinley Capital Management
Alaska
$1.39M +$109K +5,912 +9%
BSG
21
Black Swift Group
Colorado
$1.3M -$243K -13,193 -17%
VCA
22
Verdence Capital Advisors
Maryland
$1.3M +$1.2M +64,790 New
RJFSA
23
Raymond James Financial Services Advisors
Florida
$1.12M +$1.03M +56,065 New
Two Sigma Investments
24
Two Sigma Investments
New York
$1.08M +$992K +53,786 New
Wells Fargo
25
Wells Fargo
California
$881K +$547K +29,652 +207%

CGBD Hedge Fund Activity: Q4 2017 in Review

46 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q4 2017, worth a combined $184M — up 73% from $107M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new CGBD positions and 4 closed out — a net gain of 16 holders — while 17 added to existing stakes and 5 trimmed.

The largest buyer was UBS Group, adding an estimated $20.6M. The largest seller was Curi RMB Capital, exiting entirely with an estimated $5.45M sold.

  • 46 institutional investors held Carlyle Secured Lending (CGBD) as of Q4 2017, up from 31 in Q3 2017.
  • Funds reported $184M of Carlyle Secured Lending stock for Q4 2017, up 73% quarter-over-quarter.
  • 20 funds opened new Carlyle Secured Lending positions in Q4 2017 and 4 closed out, a net change of +16 holders.
  • The largest Carlyle Secured Lending buyer in Q4 2017 was UBS Group, an estimated $20.6M added.
  • The largest Carlyle Secured Lending seller in Q4 2017 was Curi RMB Capital, an estimated $5.45M sold.

Based on aggregated 13F filings for Q4 2017.