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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNR
1801
DELISTED
Cornerstone Building Brands, Inc.
CNR
$1.87M ﹤0.01%
+96,368
New +$1.85M
HWKN icon
1802
Hawkins
HWKN
$2.71B
$1.87M ﹤0.01%
103,840
+13,356
+15% +$242K
OXSQ icon
1803
Oxford Square Capital
OXSQ
$157M
$1.87M ﹤0.01%
211,345
+40,369
+24% +$388K
KNDI
1804
Kandi Technologies Group
KNDI
$70.3M
$1.86M ﹤0.01%
143,580
+26,590
+23% +$451K
FRSH
1805
DELISTED
Papa Murphy's Holdings, Inc
FRSH
$1.86M ﹤0.01%
+182,914
New +$1.67M
KMR
1806
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$1.86M ﹤0.01%
20,106
+4,707
+31% +$406K
UMBF icon
1807
UMB Financial
UMBF
$11B
$1.86M ﹤0.01%
34,165
-2,603
-7% -$150K
STRP
1808
DELISTED
Straight Path Communications Inc.
STRP
$1.86M ﹤0.01%
118,390
-18,321
-13% -$183K
OCR
1809
DELISTED
OMNICARE INC
OCR
$1.86M ﹤0.01%
29,911
+5,817
+24% +$370K
PNI
1810
PIMCO New York Municipal Income Fund II
PNI
$76.9M
$1.86M ﹤0.01%
164,481
+10,156
+7% +$117K
ASX icon
1811
ASE Group
ASX
$81.9B
$1.86M ﹤0.01%
314,375
+72,144
+30% +$454K
DAR icon
1812
Darling Ingredients
DAR
$9.62B
$1.85M ﹤0.01%
101,210
+20,001
+25% +$387K
SHLM
1813
DELISTED
Schulman (A.) Inc
SHLM
$1.85M ﹤0.01%
51,208
-1,920
-4% -$75.9K
SCS
1814
DELISTED
Steelcase
SCS
$1.84M ﹤0.01%
113,980
-14,818
-12% -$232K
STE icon
1815
Steris
STE
$22.6B
$1.84M ﹤0.01%
34,174
+8,097
+31% +$440K
SWBI icon
1816
Smith & Wesson
SWBI
$651M
$1.84M ﹤0.01%
254,102
+69,819
+38% +$651K
RGS icon
1817
Regis Corp
RGS
$71.9M
$1.84M ﹤0.01%
5,764
-130
-2% -$39K
DEX
1818
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$1.84M ﹤0.01%
153,077
-21,176
-12% -$266K
GDXJ icon
1819
VanEck Junior Gold Miners ETF
GDXJ
$7.86B
$1.84M ﹤0.01%
54,652
-868
-2% -$35.3K
PSF icon
1820
Cohen & Steers Select Preferred & Income Fund
PSF
$235M
$1.83M ﹤0.01%
71,561
-49,921
-41% -$1.29M
MVF
1821
DELISTED
BlackRock MuniVest Fund
MVF
$1.82M ﹤0.01%
189,927
-18,830
-9% -$182K
PEO
1822
Adams Natural Resources Fund
PEO
$726M
$1.82M ﹤0.01%
65,731
+20,178
+44% +$591K
HLX icon
1823
Helix Energy Solutions
HLX
$1.45B
$1.82M ﹤0.01%
82,513
-10,595
-11% -$270K
TX icon
1824
Ternium
TX
$10.2B
$1.82M ﹤0.01%
75,686
+24,062
+47% +$646K
EVR icon
1825
Evercore
EVR
$12B
$1.82M ﹤0.01%
38,697
-41,426
-52% -$2.15M
71 72
73
74 75

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.