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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1801
BlackRock MuniYield Quality Fund
MQY
$815M
| $2M | 0.01% |
137,859
-9,160
| -6% | -$132K |
|
1802
Energy Recovery
ERII
$442M
| $1.99M | 0.01% |
373,668
-11,602
| -3% | -$57.1K |
|
|
RT
1803
DELISTED
Ruby Tuesday Georgia
RT
| $1.99M | 0.01% |
354,301
+107,413
| +44% | +$618K |
|
1804
Logitech
LOGI
$15B
| $1.99M | 0.01% |
133,421
-30,602
| -19% | -$469K |
|
1805
Las Vegas Sands
LVS
$29.5B
| $1.99M | 0.01% |
24,595
+5,027
| +26% | +$404K |
|
|
OPEN
1806
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
| $1.99M | 0.01% |
25,803
-7,240
| -22% | -$570K |
|
|
TLM
1807
DELISTED
TALISMAN ENERGY INC
TLM
| $1.98M | 0.01% |
198,801
-1,068,328
| -84% | -$11.3M |
|
1808
Evercore
EVR
$11.8B
| $1.98M | 0.01% |
35,787
-3,384
| -9% | -$194K |
|
|
CSI
1809
DELISTED
Cutwater Select Income Fund
CSI
| $1.98M | 0.01% |
101,884
-35,882
| -26% | -$669K |
|
|
CBK
1810
DELISTED
Christopher & Banks Corporation
CBK
| $1.98M | 0.01% |
298,979
+35,531
| +13% | +$242K |
|
1811
lululemon athletica
LULU
$14.3B
| $1.97M | 0.01% |
37,519
+29,382
| +361% | +$1.47M |
|
|
PBY
1812
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
| $1.97M | 0.01% |
155,076
+1,981
| +1% | +$24.5K |
|
1813
Pathward Financial
CASH
$1.84B
| $1.97M | 0.01% |
131,643
+22,428
| +21% | +$314K |
|
|
STSA
1814
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
| $1.96M | 0.01% |
58,925
-4,280
| -7% | -$138K |
|
1815
Dycom Industries
DY
$12.2B
| $1.96M | 0.01% |
62,052
-23,718
| -28% | -$680K |
|
1816
Kaiser Aluminum
KALU
$2.98B
| $1.95M | 0.01% |
27,356
-4,449
| -14% | -$312K |
|
|
MHF
1817
Western Asset Municipal High Income Fund
MHF
$154M
| $1.95M | 0.01% |
278,123
+43,224
| +18% | +$302K |
|
|
ODP
1818
DELISTED
ODP
ODP
| $1.95M | 0.01% |
47,202
+592
| +1% | +$28.5K |
|
1819
BlackRock Taxable Municipal Bond Trust
BBN
$988M
| $1.95M | 0.01% |
96,232
-8,168
| -8% | -$161K |
|
|
FCS
1820
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
| $1.95M | 0.01% |
141,127
+55,842
| +65% | +$746K |
|
|
NXGN
1821
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
| $1.95M | 0.01% |
115,327
+9,127
| +9% | +$165K |
|
1822
Canadian Imperial Bank of Commerce
CM
$107B
| $1.94M | 0.01% |
46,083
-23,016
| -33% | -$928K |
|
1823
Jones Lang LaSalle
JLL
$16.7B
| $1.94M | 0.01% |
16,403
-22,740
| -58% | -$2.62M |
|
|
AMTD
1824
DELISTED
TD Ameritrade Holding Corp
AMTD
| $1.94M | 0.01% |
57,264
-12,200
| -18% | -$399K |
|
1825
Pan American Silver
PAAS
$21.4B
| $1.94M | 0.01% |
150,959
-763,439
| -83% | -$10.2M |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.