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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
APC
1801
PUT
DELISTED
Anadarko Petroleum
APC
| $1.98M | 0.01% |
25,000
-15,000
| -38% | -$1.34M |
|
1802
Pinnacle Financial Partners Inc
PNFP
$16.1B
| $1.98M | 0.01% |
60,926
+4,798
| +9% | +$151K |
|
1803
Realty Income
O
$58.2B
| $1.98M | 0.01% |
54,778
+1,918
| +4% | +$73.7K |
|
1804
CALL
Werner Enterprises
WERN
$2.21B
| $1.98M | 0.01% |
+80,000
| New | +$1.9M |
|
|
IHS
1805
DELISTED
IHS INC CL-A COM STK
IHS
| $1.98M | 0.01% |
+16,513
| New | +$1.87M |
|
|
AYN
1806
DELISTED
Alliance New York Income Fund
AYN
| $1.98M | 0.01% |
167,518
-7,224
| -4% | -$85.6K |
|
1807
Sensata Technologies
ST
$6.74B
| $1.98M | 0.01% |
50,956
+25,818
| +103% | +$989K |
|
1808
Gold Fields
GFI
$33.4B
| $1.97M | 0.01% |
615,764
-72,560
| -11% | -$297K |
|
1809
Vanda Pharmaceuticals
VNDA
$308M
| $1.96M | 0.01% |
+158,174
| New | +$1.59M |
|
1810
Equity Lifestyle Properties
ELS
$12.5B
| $1.96M | 0.01% |
108,226
-39,288
| -27% | -$711K |
|
|
HF
1811
DELISTED
HFF Inc.
HF
| $1.95M | 0.01% |
77,508
-46,690
| -38% | -$1.11M |
|
|
AMRI
1812
DELISTED
Albany Molecular Research Inc
AMRI
| $1.95M | 0.01% |
+193,659
| New | +$2.34M |
|
|
NTUS
1813
DELISTED
Natus Medical Inc
NTUS
| $1.95M | 0.01% |
+86,719
| New | +$1.67M |
|
1814
Omnicell
OMCL
$1.64B
| $1.95M | 0.01% |
+76,367
| New | +$1.82M |
|
1815
CNA Financial
CNA
$14.2B
| $1.94M | 0.01% |
45,226
+1,314
| +3% | +$53.2K |
|
|
DXYN
1816
DELISTED
Dixie Group Inc
DXYN
| $1.94M | 0.01% |
146,754
+51,154
| +54% | +$601K |
|
1817
Haverty Furniture Companies
HVT
$450M
| $1.94M | 0.01% |
61,899
-36,779
| -37% | -$1.01M |
|
|
NPF
1818
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
| $1.94M | 0.01% |
156,325
-93,997
| -38% | -$1.16M |
|
1819
Gildan
GIL
$10.8B
| $1.93M | 0.01% |
+72,514
| New | +$1.77M |
|
|
ECF
1820
Ellsworth Growth & Income Fund
ECF
$170M
| $1.93M | 0.01% |
235,439
-18,868
| -7% | -$151K |
|
1821
Nuveen Mortgage and Income Fund
JLS
$94.6M
| $1.93M | 0.01% |
83,244
-40,303
| -33% | -$958K |
|
1822
Essex Property Trust
ESS
$18.3B
| $1.92M | 0.01% |
13,408
-1,938
| -13% | -$298K |
|
|
TXNM
1823
TXNM Energy Inc
TXNM
$5.92B
| $1.92M | 0.01% |
79,770
+56,654
| +245% | +$1.33M |
|
1824
AMN Healthcare
AMN
$1.19B
| $1.92M | 0.01% |
130,735
+110,765
| +555% | +$1.5M |
|
|
MDSO
1825
DELISTED
Medidata Solutions, Inc.
MDSO
| $1.92M | 0.01% |
+31,738
| New | +$1.76M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.