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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CBEY
1776
DELISTED
CBEYOND INC COM STK
CBEY
| $2.03M | 0.01% |
293,758
+229,401
| +356% | +$1.45M |
|
1777
PUT
CarMax
KMX
$8.32B
| $2.03M | 0.01% |
43,000
+4,300
| +11% | +$211K |
|
1778
MillerKnoll
MLKN
$1.62B
| $2.03M | 0.01% |
+68,662
| New | +$2.05M |
|
|
BSE
1779
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
| $2.02M | 0.01% |
167,787
-29,676
| -15% | -$357K |
|
|
LPNT
1780
DELISTED
LifePoint Health, Inc.
LPNT
| $2.02M | 0.01% |
38,320
-14,248
| -27% | -$715K |
|
|
RAD
1781
PUT
DELISTED
Rite Aid Corporation
RAD
| $2.02M | 0.01% |
20,000
-3,230
| -14% | -$344K |
|
|
BCOV
1782
DELISTED
Brightcove, Inc.
BCOV
| $2.02M | 0.01% |
143,081
+24,148
| +20% | +$337K |
|
1783
iShares National Muni Bond ETF
MUB
$45.4B
| $2.02M | 0.01% |
19,487
+13,488
| +225% | +$1.41M |
|
1784
Ashland
ASH
$3.31B
| $2.02M | 0.01% |
42,579
+22,713
| +114% | +$1.01M |
|
|
PPT
1785
Franklin Premier Income Trust
PPT
$327M
| $2.02M | 0.01% |
371,453
-225,008
| -38% | -$1.21M |
|
|
ASIA
1786
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
| $2.02M | 0.01% |
168,641
+36,158
| +27% | +$423K |
|
1787
Upbound Group
UPBD
$1.14B
| $2.02M | 0.01% |
60,468
+35,218
| +139% | +$1.22M |
|
|
ICON
1788
DELISTED
Iconix Brand Group, Inc.
ICON
| $2.02M | 0.01% |
+5,076
| New | +$1.87M |
|
1789
Sonida Senior Living
SNDA
$1.92B
| $2.01M | 0.01% |
5,586
+1,355
| +32% | +$451K |
|
1790
Valley National Bancorp
VLY
$8.05B
| $2.01M | 0.01% |
198,766
+59,634
| +43% | +$598K |
|
|
MFL
1791
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
| $2.01M | 0.01% |
160,432
-41,703
| -21% | -$529K |
|
|
CCI.PRA
1792
DELISTED
Crown Castle International Corp.
CCI.PRA
| $2.01M | 0.01% |
+20,000
| New | +$2.01M |
|
1793
Corpay
CPAY
$25.8B
| $2.01M | 0.01% |
17,116
-85,739
| -83% | -$9.86M |
|
1794
BlackRock Taxable Municipal Bond Trust
BBN
$983M
| $2M | 0.01% |
104,400
+50,189
| +93% | +$942K |
|
|
BCS.PRD.CL
1795
DELISTED
Barclays Bank Plc
BCS.PRD.CL
| $2M | 0.01% |
78,738
-17,220
| -18% | -$438K |
|
|
WCIC
1796
DELISTED
WCI Communities, Inc.
WCIC
| $1.99M | 0.01% |
104,426
+29,019
| +38% | +$529K |
|
1797
Calix
CALX
$2.39B
| $1.98M | 0.01% |
205,679
+96,687
| +89% | +$1.03M |
|
|
PNF
1798
DELISTED
PIMCO New York Municipal Income Fund
PNF
| $1.98M | 0.01% |
195,639
-28,070
| -13% | -$287K |
|
|
NPKI
1799
NPK International
NPKI
$1.16B
| $1.98M | 0.01% |
161,377
+148,835
| +1,187% | +$1.86M |
|
|
APC
1800
CALL
DELISTED
Anadarko Petroleum
APC
| $1.98M | 0.01% |
+25,000
| New | +$2.24M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.