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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1776
Douglas Emmett
DEI
$1.93B
| $1.59M | 0.01% |
67,717
+15,618
| +30% | +$380K |
|
1777
DHI Group
DHX
$178M
| $1.59M | 0.01% |
186,630
+38,817
| +26% | +$342K |
|
1778
Encompass Health
EHC
$12.4B
| $1.59M | 0.01% |
57,876
+3,279
| +6% | +$84.2K |
|
1779
Five Below
FIVE
$12.8B
| $1.58M | 0.01% |
35,635
+13,774
| +63% | +$552K |
|
|
PPS
1780
DELISTED
Post Properties
PPS
| $1.58M | 0.01% |
35,109
-59,228
| -63% | -$2.77M |
|
|
PBY
1781
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
| $1.58M | 0.01% |
126,575
+9,649
| +8% | +$117K |
|
1782
NWPX Infrastructure Inc
NWPX
$1.14B
| $1.58M | 0.01% |
47,981
+2,551
| +6% | +$76K |
|
|
BT
1783
DELISTED
BT Group plc (ADR)
BT
| $1.57M | 0.01% |
56,976
-4,076
| -7% | -$106K |
|
|
CKEC
1784
DELISTED
Carmike Cinemas Inc
CKEC
| $1.57M | 0.01% |
71,330
+6,864
| +11% | +$132K |
|
1785
iShares Core S&P Small-Cap ETF
IJR
$111B
| $1.57M | 0.01% |
31,502
-4,304
| -12% | -$208K |
|
|
CUK
1786
DELISTED
Carnival PLC
CUK
| $1.57M | 0.01% |
46,303
+31,268
| +208% | +$1.18M |
|
1787
UMB Financial
UMBF
$11B
| $1.57M | 0.01% |
28,874
+4,080
| +16% | +$238K |
|
1788
Plexus
PLXS
$7.18B
| $1.57M | 0.01% |
42,086
-1,068
| -2% | -$36.3K |
|
1789
Maximus
MMS
$3.06B
| $1.56M | 0.01% |
34,651
+303
| +0.9% | +$11.7K |
|
|
CYNO
1790
DELISTED
Cynosure, Inc. Class A
CYNO
| $1.56M | 0.01% |
68,481
+11,019
| +19% | +$274K |
|
1791
Matrix Service
MTRX
$330M
| $1.56M | 0.01% |
79,530
+3,499
| +5% | +$58.7K |
|
|
MUI
1792
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
| $1.56M | 0.01% |
109,182
+54,028
| +98% | +$753K |
|
1793
Dorman Products
DORM
$4.08B
| $1.55M | 0.01% |
31,305
+4,524
| +17% | +$222K |
|
|
SGL
1794
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
| $1.55M | 0.01% |
166,878
-8,492
| -5% | -$77.7K |
|
|
CNH
1795
CNH Industrial
CNH
$17.4B
| $1.55M | 0.01% |
+142,437
| New | +$1.55M |
|
|
ASNA
1796
CALL
DELISTED
Ascena Retail Group, Inc.
ASNA
| $1.55M | 0.01% |
+3,875
| New | +$1.38M |
|
|
MDAS
1797
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
| $1.55M | 0.01% |
60,937
-67,251
| -52% | -$1.5M |
|
|
IRF
1798
DELISTED
INTL RECTIFIER CORP
IRF
| $1.55M | 0.01% |
62,543
+48,052
| +332% | +$1.16M |
|
|
SGI
1799
DELISTED
Silicon Graphics Intl.
SGI
| $1.55M | 0.01% |
95,248
-82,131
| -46% | -$1.32M |
|
1800
First Commonwealth Financial
FCF
$2.17B
| $1.54M | 0.01% |
203,485
+30,175
| +17% | +$229K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.