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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1751
UFP Industries
UFPI
$5.16B
| $2.07M | 0.01% |
119,358
+44,274
| +59% | +$729K |
|
|
BITA
1752
DELISTED
Bitauto Holdings Limited
BITA
| $2.07M | 0.01% |
64,830
+54,251
| +513% | +$1.45M |
|
1753
Encore Capital Group
ECPG
$2.11B
| $2.07M | 0.01% |
41,213
+13,150
| +47% | +$626K |
|
1754
SouthState Bank Corp
SSB
$10.5B
| $2.07M | 0.01% |
31,131
+6,603
| +27% | +$404K |
|
1755
Atmos Energy
ATO
$28.6B
| $2.07M | 0.01% |
45,554
+6,634
| +17% | +$293K |
|
1756
BlackRock MuniYield Quality Fund
MQY
$812M
| $2.07M | 0.01% |
147,019
+18,475
| +14% | +$254K |
|
1757
Lakeland Financial Corp
LKFN
$1.55B
| $2.06M | 0.01% |
79,385
+21,395
| +37% | +$513K |
|
1758
Franco-Nevada
FNV
$44.3B
| $2.06M | 0.01% |
50,617
+14,320
| +39% | +$601K |
|
|
ARPI
1759
DELISTED
AMERICAN RESIDENTIAL PPTYS INC COM
ARPI
| $2.06M | 0.01% |
120,123
+47,164
| +65% | +$816K |
|
|
ETW
1760
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
| $2.06M | 0.01% |
170,317
+44,554
| +35% | +$527K |
|
1761
Hecla Mining
HL
$10.7B
| $2.06M | 0.01% |
668,809
-31,418
| -4% | -$94.9K |
|
1762
Cullen/Frost Bankers
CFR
$10.3B
| $2.06M | 0.01% |
27,649
-5,304
| -16% | -$380K |
|
|
CPN
1763
DELISTED
Calpine Corporation
CPN
| $2.06M | 0.01% |
105,409
-101,774
| -49% | -$1.98M |
|
1764
Extreme Networks
EXTR
$3.25B
| $2.06M | 0.01% |
+293,481
| New | +$1.82M |
|
|
INB
1765
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
| $2.06M | 0.01% |
181,351
-5,345
| -3% | -$59.1K |
|
|
BGFV
1766
DELISTED
Big 5 Sporting Goods
BGFV
| $2.05M | 0.01% |
103,608
+51,698
| +100% | +$915K |
|
|
FOE
1767
DELISTED
Ferro Corporation
FOE
| $2.05M | 0.01% |
160,082
-16,163
| -9% | -$196K |
|
|
BNFT
1768
DELISTED
Benefitfocus, Inc.
BNFT
| $2.05M | 0.01% |
+35,542
| New | +$1.73M |
|
|
CBM
1769
DELISTED
Cambrex Corporation
CBM
| $2.05M | 0.01% |
115,079
+51,551
| +81% | +$890K |
|
1770
Pilgrim's Pride
PPC
$6.5B
| $2.05M | 0.01% |
126,089
+17,958
| +17% | +$281K |
|
|
PACW
1771
DELISTED
PacWest Bancorp
PACW
| $2.05M | 0.01% |
48,496
-11,401
| -19% | -$447K |
|
1772
CALL
General Motors
GM
$76.3B
| $2.04M | 0.01% |
50,000
-156,600
| -76% | -$5.92M |
|
|
ENOC
1773
DELISTED
EnerNOC, Inc.
ENOC
| $2.04M | 0.01% |
118,725
+21,505
| +22% | +$354K |
|
|
SREV
1774
DELISTED
ServiceSource International, Inc.
SREV
| $2.03M | 0.01% |
242,305
+134,619
| +125% | +$1.35M |
|
|
CONE
1775
DELISTED
CyrusOne Inc Common Stock
CONE
| $2.03M | 0.01% |
90,776
+24,008
| +36% | +$488K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.