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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1751
Harmony Gold Mining
HMY
$11.3B
| $1.65M | 0.01% |
488,496
-39,321
| -7% | -$146K |
|
|
TBHC
1752
DELISTED
The Brand House Collective
TBHC
| $1.65M | 0.01% |
89,514
+7,747
| +9% | +$142K |
|
1753
iShares Select U.S. REIT ETF
ICF
$2.08B
| $1.65M | 0.01% |
42,798
-5,120
| -11% | -$203K |
|
1754
Franco-Nevada
FNV
$44.6B
| $1.64M | 0.01% |
36,297
-19,976
| -35% | -$849K |
|
|
CBR
1755
DELISTED
CIBER Inc.
CBR
| $1.64M | 0.01% |
497,422
+44,283
| +10% | +$160K |
|
|
SIR
1756
DELISTED
SELECT INCOME REIT
SIR
| $1.64M | 0.01% |
144,647
-66,964
| -32% | -$762K |
|
|
COLE
1757
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
| $1.64M | 0.01% |
+133,508
| New | +$1.52M |
|
1758
Grupo Aeroportuario del Sureste
ASR
$8.33B
| $1.63M | 0.01% |
14,892
+886
| +6% | +$103K |
|
1759
InterContinental Hotels
IHG
$23.5B
| $1.63M | 0.01% |
39,122
+26,070
| +200% | +$1.1M |
|
|
ATW
1760
DELISTED
Atwood Oceanics
ATW
| $1.63M | 0.01% |
29,651
+548
| +2% | +$30.9K |
|
|
CDI
1761
DELISTED
CDI Corp.
CDI
| $1.63M | 0.01% |
106,525
+40,394
| +61% | +$602K |
|
1762
Avient
AVNT
$3.91B
| $1.63M | 0.01% |
53,045
+5,127
| +11% | +$145K |
|
1763
Compañía de Cervecerías Unidas
CCU
$2.21B
| $1.63M | 0.01% |
61,137
+22,926
| +60% | +$636K |
|
1764
Entravision Communication
EVC
$1.05B
| $1.63M | 0.01% |
275,717
+23,687
| +9% | +$137K |
|
1765
Cal-Maine
CALM
$3.98B
| $1.62M | 0.01% |
67,318
+15,168
| +29% | +$368K |
|
1766
Group 1 Automotive
GPI
$3.23B
| $1.62M | 0.01% |
20,803
+3,023
| +17% | +$225K |
|
1767
Unilever
UL
$137B
| $1.61M | 0.01% |
37,208
-7,947
| -18% | -$361K |
|
|
AUQ
1768
DELISTED
AURICO GOLD INC COM
AUQ
| $1.61M | 0.01% |
422,477
-53,059
| -11% | -$238K |
|
1769
Axos Financial
AX
$5.78B
| $1.61M | 0.01% |
99,168
+80,676
| +436% | +$1.2M |
|
|
TMS
1770
DELISTED
TMS INTERNATIONAL CORP CLASS A COM STK
TMS
| $1.61M | 0.01% |
92,171
+40,584
| +79% | +$668K |
|
|
JHI
1771
John Hancock Investors Trust
JHI
$117M
| $1.61M | 0.01% |
85,138
+55,812
| +190% | +$1.1M |
|
|
FOE
1772
DELISTED
Ferro Corporation
FOE
| $1.6M | 0.01% |
+176,245
| New | +$1.31M |
|
1773
Federal Realty Investment Trust
FRT
$10.2B
| $1.6M | 0.01% |
15,725
-1,601
| -9% | -$164K |
|
1774
Fortinet
FTNT
$117B
| $1.6M | 0.01% |
+392,515
| New | +$1.59M |
|
|
SFLY
1775
DELISTED
Shutterfly, Inc.
SFLY
| $1.6M | 0.01% |
28,152
+20,314
| +259% | +$1.13M |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.