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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
REXX
1726
DELISTED
Rex Energy Corporation
REXX
| $1.7M | 0.01% |
7,638
-27
| -0.4% | -$5.46K |
|
|
P
1727
DELISTED
Pandora Media Inc
P
| $1.7M | 0.01% |
67,102
+35,118
| +110% | +$719K |
|
|
PAY
1728
DELISTED
Verifone Systems Inc
PAY
| $1.7M | 0.01% |
74,431
+59,618
| +402% | +$1.19M |
|
|
RENX
1729
DELISTED
RELX N.V.
RENX
| $1.7M | 0.01% |
130,417
-18,468
| -12% | -$224K |
|
|
SFE
1730
DELISTED
Safeguard Scientifics, Inc.
SFE
| $1.7M | 0.01% |
108,158
+1,760
| +2% | +$27.1K |
|
1731
CubeSmart
CUBE
$9.42B
| $1.69M | 0.01% |
94,817
+21,957
| +30% | +$374K |
|
|
CLR
1732
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $1.69M | 0.01% |
31,528
-286
| -0.9% | -$13.7K |
|
1733
Spectrum Brands
SPB
$2.03B
| $1.68M | 0.01% |
+25,558
| New | +$1.56M |
|
|
APL
1734
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
| $1.68M | 0.01% |
43,354
+21,098
| +95% | +$804K |
|
|
HIMX
1735
Himax Technologies
HIMX
$2.4B
| $1.68M | 0.01% |
+167,759
| New | +$1.19M |
|
|
COCO
1736
DELISTED
CORINTHIAN COLLEGES INC
COCO
| $1.68M | 0.01% |
765,870
+73,262
| +11% | +$170K |
|
1737
CNA Financial
CNA
$14.2B
| $1.68M | 0.01% |
43,912
+10,609
| +32% | +$378K |
|
1738
Texas Capital Bancshares
TCBI
$4.32B
| $1.68M | 0.01% |
36,436
-17,120
| -32% | -$788K |
|
1739
La-Z-Boy
LZB
$1.63B
| $1.67M | 0.01% |
73,738
+11,945
| +19% | +$259K |
|
1740
Pinnacle Financial Partners Inc
PNFP
$16.1B
| $1.67M | 0.01% |
56,128
+7,470
| +15% | +$213K |
|
1741
New Oriental
EDU
$9.04B
| $1.66M | 0.01% |
66,853
-5,183
| -7% | -$118K |
|
1742
iShares TIPS Bond ETF
TIP
$14.5B
| $1.66M | 0.01% |
14,757
+6,137
| +71% | +$685K |
|
|
CWH.PRE
1743
DELISTED
COMMONWEALTH REIT CUM RED PFD SER E (MD)
CWH.PRE
| $1.66M | 0.01% |
72,425
-7,169
| -9% | -$170K |
|
1744
Mettler-Toledo International
MTD
$28.5B
| $1.66M | 0.01% |
6,910
+4,253
| +160% | +$959K |
|
1745
Atmos Energy
ATO
$28.7B
| $1.66M | 0.01% |
38,920
-23,812
| -38% | -$1.01M |
|
|
DCH
1746
Dauch Corp
DCH
$1.35B
| $1.66M | 0.01% |
83,972
+55,998
| +200% | +$1.1M |
|
1747
Smith & Nephew
SNN
$12.5B
| $1.66M | 0.01% |
66,310
+43,985
| +197% | +$1.06M |
|
|
VHS
1748
DELISTED
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
| $1.66M | 0.01% |
78,842
+50,480
| +178% | +$1.05M |
|
1749
ServiceNow
NOW
$121B
| $1.65M | 0.01% |
159,240
+119,925
| +305% | +$1.1M |
|
|
LEO
1750
BNY Mellon Strategic Municipals
LEO
$384M
| $1.65M | 0.01% |
206,612
-50,863
| -20% | -$399K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.