We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PH icon
151
Parker-Hannifin
PH
$121B
$36.8M 0.13%
338,507
+67,493
+25% +$6.95M
MD icon
152
Pediatrix Medical
MD
$2.17B
$36.7M 0.13%
731,280
+27,448
+4% +$1.34M
BBBY
153
DELISTED
Bed Bath & Beyond Inc
BBBY
$36.6M 0.13%
473,299
+212,654
+82% +$15.9M
GNTX icon
154
Gentex
GNTX
$5.03B
$36.6M 0.13%
2,858,072
+126,606
+5% +$1.5M
XYL icon
155
Xylem
XYL
$27.3B
$36.4M 0.13%
1,303,747
+305,753
+31% +$8.15M
MUR icon
156
Murphy Oil
MUR
$5.48B
$36.4M 0.13%
603,297
+295,957
+96% +$17.4M
HLSS
157
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$36.2M 0.13%
1,646,498
+46,429
+3% +$1.1M
PPL
158
PPL Corp
PPL
$26.8B
$36.2M 0.13%
1,279,517
+195,622
+18% +$5.61M
SIVB
159
DELISTED
SVB Financial Group
SIVB
$36.2M 0.13%
419,121
-2,386
-0.6% -$206K
JQC icon
160
Nuveen Credit Strategies Income Fund
JQC
$705M
$36.1M 0.13%
3,864,726
+1,121,663
+41% +$11M
HOLX
161
DELISTED
Hologic
HOLX
$36.1M 0.13%
1,746,835
+219,844
+14% +$4.68M
AEP icon
162
American Electric Power
AEP
$69.5B
$36M 0.13%
831,056
+213,922
+35% +$9.51M
SBUX icon
163
Starbucks
SBUX
$121B
$36M 0.13%
934,290
+98,496
+12% +$3.54M
DAR icon
164
Darling Ingredients
DAR
$9.69B
$36M 0.13%
1,699,150
+116,858
+7% +$2.38M
DRI icon
165
Darden Restaurants
DRI
$23.7B
$35.6M 0.13%
860,420
+202,563
+31% +$8.8M
RTN
166
DELISTED
Raytheon Company
RTN
$35.6M 0.13%
461,368
-33,814
-7% -$2.51M
AFL icon
167
Aflac
AFL
$64.8B
$35.5M 0.13%
1,144,584
+590,306
+106% +$17.8M
SNA icon
168
Snap-on
SNA
$21.2B
$35.5M 0.13%
356,522
+131,193
+58% +$12.6M
EIX icon
169
Edison International
EIX
$30.3B
$35.3M 0.13%
767,422
+33,266
+5% +$1.57M
UNP icon
170
Union Pacific
UNP
$172B
$35.3M 0.13%
455,038
-18,880
-4% -$1.49M
GEN icon
171
Gen Digital
GEN
$16.3B
$35.2M 0.13%
1,422,536
+242,769
+21% +$6.09M
KLAC icon
172
KLA
KLAC
$236B
$35M 0.13%
5,757,430
+1,809,600
+46% +$10.6M
F icon
173
Ford
F
$59.3B
$35M 0.13%
2,076,444
+531,842
+34% +$8.98M
PNR icon
174
Pentair
PNR
$10.6B
$35M 0.13%
802,382
+65,920
+9% +$2.75M
UAA icon
175
Under Armour
UAA
$2.91B
$34.8M 0.13%
1,765,354
+485,900
+38% +$8.51M
5 6
7
8 9

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.