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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
Y
1701
DELISTED
Alleghany Corp
Y
$2.25M 0.01%
5,141
+735
+17% +$307K
MMSI icon
1702
Merit Medical Systems
MMSI
$5.11B
$2.25M 0.01%
148,838
-16,699
-10% -$231K
PNY
1703
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$2.25M 0.01%
60,045
-3,189
-5% -$114K
ANIP icon
1704
ANI Pharmaceuticals
ANIP
$1.82B
$2.25M 0.01%
+65,222
New +$2.05M
AXE
1705
DELISTED
Anixter International Inc
AXE
$2.25M 0.01%
22,434
-3,678
-14% -$363K
RLJ icon
1706
RLJ Lodging Trust
RLJ
$1.87B
$2.24M 0.01%
77,675
-36,130
-32% -$982K
GRA
1707
DELISTED
W.R. Grace & Co.
GRA
$2.24M 0.01%
23,729
+4,593
+24% +$433K
CAT icon
1708
PUT
Caterpillar
CAT
$382B
$2.24M 0.01%
+20,600
New +$2.16M
CRK icon
1709
Comstock Resources
CRK
$3.94B
$2.23M 0.01%
15,490
+1,848
+14% +$243K
SSI
1710
DELISTED
Stage Stores Inc
SSI
$2.23M 0.01%
119,278
-9,669
-7% -$194K
GRT
1711
DELISTED
GLIMCHER REALTY TRUST
GRT
$2.23M 0.01%
205,405
+4,025
+2% +$42.3K
COTY icon
1712
Coty
COTY
$2.46B
$2.22M 0.01%
+129,772
New +$2.11M
TIBX
1713
DELISTED
TIBCO SOFTWARE INC
TIBX
$2.22M 0.01%
109,928
-19,469
-15% -$388K
PGI
1714
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
$2.22M 0.01%
165,998
-40,863
-20% -$521K
IRDM icon
1715
Iridium Communications
IRDM
$5.12B
$2.21M 0.01%
261,424
+247,424
+1,767% +$1.86M
DEX
1716
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$2.21M 0.01%
174,253
-51,139
-23% -$640K
TAI
1717
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$2.21M 0.01%
104,198
-3,693
-3% -$77.5K
MN
1718
DELISTED
MANNING & NAPIER, INC.
MN
$2.21M 0.01%
+127,793
New +$2.14M
TUES
1719
DELISTED
Tuesday Morning Corp
TUES
$2.21M 0.01%
123,761
+104,109
+530% +$1.63M
CXT icon
1720
Crane NXT
CXT
$3.09B
$2.2M 0.01%
85,233
+8,508
+11% +$215K
CALX icon
1721
Calix
CALX
$2.35B
$2.19M 0.01%
268,250
-33
-0% -$270
CSV icon
1722
Carriage Services
CSV
$645M
$2.19M 0.01%
128,188
-19,254
-13% -$332K
ECF
1723
Ellsworth Growth & Income Fund
ECF
$169M
$2.19M 0.01%
248,539
+8,682
+4% +$74.7K
JAZZ icon
1724
Jazz Pharmaceuticals
JAZZ
$15.8B
$2.19M 0.01%
14,901
-4,381
-23% -$608K
SRCE icon
1725
1st Source
SRCE
$2.18B
$2.19M 0.01%
78,673
-2,558
-3% -$71.6K
67 68
69
70 71

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.