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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ROIC
1701
DELISTED
Retail Opportunity Investments Corp.
ROIC
| $1.77M | 0.01% |
128,017
+37,668
| +42% | +$512K |
|
|
BIG
1702
DELISTED
Big Lots, Inc.
BIG
| $1.76M | 0.01% |
47,566
+178
| +0.4% | +$6.3K |
|
|
FCS
1703
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
| $1.76M | 0.01% |
126,711
+26,167
| +26% | +$343K |
|
1704
America Movil
AMX
$71.8B
| $1.76M | 0.01% |
88,771
+65,763
| +286% | +$1.35M |
|
|
CFNL
1705
DELISTED
Cardinal Financial Corp
CFNL
| $1.76M | 0.01% |
106,428
+42,069
| +65% | +$697K |
|
1706
Mohawk Industries
MHK
$8.97B
| $1.76M | 0.01% |
13,493
+10,263
| +318% | +$1.25M |
|
|
DBL
1707
DoubleLine Opportunistic Credit Fund
DBL
$280M
| $1.75M | 0.01% |
76,663
+55,580
| +264% | +$1.29M |
|
|
CAMP
1708
DELISTED
CalAmp Corp.
CAMP
| $1.75M | 0.01% |
4,307
+603
| +16% | +$223K |
|
|
BFY
1709
DELISTED
BlackRock New York Municipal Income Trust II
BFY
| $1.75M | 0.01% |
134,647
+4,755
| +4% | +$62K |
|
1710
United Natural Foods
UNFI
$2.9B
| $1.74M | 0.01% |
25,896
+16,205
| +167% | +$985K |
|
1711
Vishay Intertechnology
VSH
$5.03B
| $1.74M | 0.01% |
135,083
+420
| +0.3% | +$5.73K |
|
1712
Core Laboratories
CLB
$513M
| $1.74M | 0.01% |
10,286
-170
| -2% | -$26.4K |
|
|
JGV
1713
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
| $1.74M | 0.01% |
133,639
+28,026
| +27% | +$363K |
|
1714
Children's Place
PLCE
$58.9M
| $1.73M | 0.01% |
29,925
+5,052
| +20% | +$277K |
|
|
HCC
1715
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
| $1.73M | 0.01% |
39,500
-10,706
| -21% | -$472K |
|
1716
Lithia Motors
LAD
$8.26B
| $1.73M | 0.01% |
23,684
+651
| +3% | +$42.6K |
|
|
MQT
1717
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $1.73M | 0.01% |
139,322
-21,178
| -13% | -$253K |
|
|
UIL
1718
DELISTED
UIL HOLDINGS
UIL
| $1.73M | 0.01% |
46,404
+14,664
| +46% | +$567K |
|
|
FEIC
1719
DELISTED
FEI COMPANY
FEIC
| $1.72M | 0.01% |
19,605
+1,484
| +8% | +$118K |
|
|
XEC
1720
DELISTED
CIMAREX ENERGY CO
XEC
| $1.72M | 0.01% |
17,811
-307
| -2% | -$24.9K |
|
1721
Comstock Resources
CRK
$3.88B
| $1.72M | 0.01% |
21,555
+16,573
| +333% | +$1.33M |
|
|
MGLN
1722
DELISTED
Magellan Health Services, Inc.
MGLN
| $1.71M | 0.01% |
28,557
+2,024
| +8% | +$117K |
|
|
SMRT
1723
DELISTED
Stein Mart Inc
SMRT
| $1.71M | 0.01% |
124,549
+10,099
| +9% | +$136K |
|
|
JGT
1724
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
| $1.71M | 0.01% |
163,073
-20,244
| -11% | -$219K |
|
|
CARB
1725
DELISTED
Carbonite Inc
CARB
| $1.7M | 0.01% |
113,559
-98,539
| -46% | -$1.38M |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.