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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETD icon
1676
Ethan Allen Interiors
ETD
$570M
$2.34M 0.01%
94,681
-10,619
-10% -$260K
CONE
1677
DELISTED
CyrusOne Inc Common Stock
CONE
$2.33M 0.01%
93,739
-18,059
-16% -$396K
UMBF icon
1678
UMB Financial
UMBF
$11.1B
$2.33M 0.01%
36,768
-2,012
-5% -$120K
CODE
1679
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$2.33M 0.01%
110,520
-6,036
-5% -$114K
BKCC
1680
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2.33M 0.01%
255,441
+114,689
+81% +$1.02M
RPAI
1681
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$2.32M 0.01%
150,772
+31,271
+26% +$459K
BITA
1682
DELISTED
Bitauto Holdings Limited
BITA
$2.31M 0.01%
47,515
-15,965
-25% -$625K
BAF
1683
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$2.31M 0.01%
163,395
+12,474
+8% +$175K
BNS icon
1684
Scotiabank
BNS
$107B
$2.3M 0.01%
36,871
-10,259
-22% -$593K
IRBT
1685
DELISTED
iRobot
IRBT
$2.3M 0.01%
56,198
-188
-0.3% -$6.8K
SGI
1686
DELISTED
Silicon Graphics Intl.
SGI
$2.3M 0.01%
239,337
+147,900
+162% +$1.49M
AMRI
1687
DELISTED
Albany Molecular Research Inc
AMRI
$2.3M 0.01%
114,266
-22,369
-16% -$379K
PFX icon
1688
PhenixFIN
PFX
$2.3M 0.01%
8,795
+3,960
+82% +$1.01M
CTWS
1689
DELISTED
Connecticut Water Service Inc
CTWS
$2.29M 0.01%
67,739
+3,476
+5% +$113K
TS icon
1690
Tenaris
TS
$28.9B
$2.29M 0.01%
48,622
+9,400
+24% +$422K
GT icon
1691
PUT
Goodyear
GT
$2B
$2.29M 0.01%
82,500
-67,500
-45% -$1.76M
TWI icon
1692
Titan International
TWI
$466M
$2.29M 0.01%
135,806
-15,057
-10% -$252K
TCO
1693
DELISTED
Taubman Centers Inc.
TCO
$2.29M 0.01%
30,141
-26,774
-47% -$1.97M
BSE
1694
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$2.28M 0.01%
172,692
+4,570
+3% +$60K
MBUU icon
1695
Malibu Boats
MBUU
$541M
$2.28M 0.01%
113,376
+6,047
+6% +$125K
SPTN
1696
DELISTED
SpartanNash
SPTN
$2.28M 0.01%
108,449
-10,999
-9% -$244K
FDUS icon
1697
Fidus Investment
FDUS
$749M
$2.28M 0.01%
+110,773
New +$2.06M
ROIC
1698
DELISTED
Retail Opportunity Investments Corp.
ROIC
$2.27M 0.01%
144,328
+7,702
+6% +$120K
KYTH
1699
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
$2.26M 0.01%
58,857
-20,485
-26% -$715K
NUS icon
1700
Nu Skin
NUS
$252M
$2.26M 0.01%
30,513
+6,248
+26% +$492K
66 67
68
69 70

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.