We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1676
Diageo
DEO
$51.6B
| $2.31M | 0.01% |
18,579
-3,864
| -17% | -$482K |
|
|
IRBT
1677
DELISTED
iRobot
IRBT
| $2.31M | 0.01% |
56,386
-71,579
| -56% | -$2.87M |
|
1678
Arrowhead Research
ARWR
$12.1B
| $2.31M | 0.01% |
140,660
+129,335
| +1,142% | +$2.27M |
|
1679
Scansource
SCSC
$1.16B
| $2.31M | 0.01% |
56,614
+1,913
| +3% | +$75.3K |
|
|
KS
1680
DELISTED
KapStone Paper and Pack Corp.
KS
| $2.3M | 0.01% |
79,645
-13,563
| -15% | -$395K |
|
|
HOUS
1681
DELISTED
Anywhere Real Estate
HOUS
| $2.3M | 0.01% |
52,856
+43,969
| +495% | +$2.05M |
|
1682
Five Below
FIVE
$12.8B
| $2.29M | 0.01% |
54,012
+20,674
| +62% | +$794K |
|
1683
Palo Alto Networks
PANW
$293B
| $2.29M | 0.01% |
200,214
+72,612
| +57% | +$824K |
|
|
PL
1684
DELISTED
PROTECTIVE LIFE CORP
PL
| $2.28M | 0.01% |
43,425
-7,794
| -15% | -$400K |
|
|
SIRO
1685
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
| $2.28M | 0.01% |
30,578
+26,769
| +703% | +$1.91M |
|
1686
Entravision Communication
EVC
$1.05B
| $2.28M | 0.01% |
340,049
-926
| -0.3% | -$5.87K |
|
1687
TC Energy
TRP
$66.6B
| $2.28M | 0.01% |
50,000
| – | – |
|
|
BITA
1688
DELISTED
Bitauto Holdings Limited
BITA
| $2.27M | 0.01% |
63,480
-1,350
| -2% | -$47.8K |
|
|
FWLT
1689
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
| $2.27M | 0.01% |
70,000
+69,730
| +25,826% | +$2.18M |
|
1690
Gerdau
GGB
$9.89B
| $2.27M | 0.01% |
445,193
-19,251
| -4% | -$102K |
|
1691
Karyopharm Therapeutics
KPTI
$44.2M
| $2.27M | 0.01% |
+4,889
| New | +$2.48M |
|
1692
Calix
CALX
$2.36B
| $2.26M | 0.01% |
268,283
+62,604
| +30% | +$525K |
|
1693
Flowers Foods
FLO
$1.53B
| $2.26M | 0.01% |
105,299
-12,284
| -10% | -$256K |
|
1694
Nuveen California Municipal Value Fund
NCA
$299M
| $2.26M | 0.01% |
231,452
+48,383
| +26% | +$461K |
|
1695
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
| $2.26M | 0.01% |
20,253
+8,748
| +76% | +$953K |
|
|
AAT
1696
American Assets Trust
AAT
$1.38B
| $2.25M | 0.01% |
66,819
-2,399
| -3% | -$78.4K |
|
|
DMF
1697
DELISTED
BNY Mellon Municipal Income
DMF
| $2.25M | 0.01% |
249,865
-22,404
| -8% | -$199K |
|
1698
Mercury Insurance
MCY
$5.95B
| $2.25M | 0.01% |
49,994
-24,732
| -33% | -$1.13M |
|
|
NML
1699
Neuberger Energy Infrastructure and Income Fund Inc
NML
$571M
| $2.25M | 0.01% |
124,738
+58,178
| +87% | +$1.07M |
|
|
RIT
1700
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
| $2.25M | 0.01% |
207,330
-49,049
| -19% | -$515K |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
WANY
ACA
ZIG
Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.