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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABM icon
1676
ABM Industries
ABM
$2.84B
$1.83M 0.01%
68,600
+2,760
+4% +$70.7K
PAC icon
1677
Grupo Aeroportuario del Pacifico
PAC
$13.2B
$1.83M 0.01%
35,683
+16,118
+82% +$840K
TS icon
1678
Tenaris
TS
$27B
$1.83M 0.01%
39,048
+372
+1% +$16.9K
TEN
1679
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$1.83M 0.01%
36,174
+25,316
+233% +$1.24M
CAVM
1680
DELISTED
Cavium, Inc.
CAVM
$1.82M 0.01%
44,318
+34,913
+371% +$1.31M
NMM icon
1681
Navios Maritime Partners
NMM
$2.25B
$1.82M 0.01%
8,280
+3,321
+67% +$728K
GLDD
1682
DELISTED
Great Lakes Dredge & Dock
GLDD
$1.82M 0.01%
244,930
+67,789
+38% +$504K
PPC icon
1683
Pilgrim's Pride
PPC
$6.56B
$1.81M 0.01%
+108,131
New +$1.78M
HSBC icon
1684
HSBC
HSBC
$352B
$1.81M 0.01%
38,757
+1,468
+4% +$69.7K
HMC icon
1685
Honda
HMC
$39.9B
$1.81M 0.01%
47,470
+32,240
+212% +$1.23M
MTRN icon
1686
Materion
MTRN
$5.79B
$1.81M 0.01%
56,446
+4,581
+9% +$140K
MWIV
1687
DELISTED
MWI VETERINARY SUPPLY, INC.
MWIV
$1.8M 0.01%
12,077
+1,738
+17% +$246K
MQY icon
1688
BlackRock MuniYield Quality Fund
MQY
$812M
$1.8M 0.01%
128,544
+48,473
+61% +$674K
STC icon
1689
Stewart Information Services
STC
$2.09B
$1.8M 0.01%
56,158
+4,623
+9% +$141K
MOS icon
1690
PUT
The Mosaic Company
MOS
$7.46B
$1.79M 0.01%
+41,300
New +$1.92M
SUI icon
1691
Sun Communities
SUI
$14.7B
$1.79M 0.01%
42,072
-831
-2% -$39.2K
NAFC
1692
DELISTED
NASH FINCH CO
NAFC
$1.79M 0.01%
67,904
+20,585
+44% +$514K
ARLP icon
1693
Alliance Resource Partners
ARLP
$3.26B
$1.79M 0.01%
48,232
+21,836
+83% +$821K
STRL icon
1694
Sterling Infrastructure
STRL
$16.4B
$1.78M 0.01%
192,908
+33,031
+21% +$323K
HST icon
1695
CALL
Host Hotels & Resorts
HST
$16B
$1.78M 0.01%
100,000
-175,000
-64% -$3.1M
NFG icon
1696
National Fuel Gas
NFG
$7.66B
$1.78M 0.01%
25,872
+9,271
+56% +$603K
BHP icon
1697
BHP
BHP
$223B
$1.78M 0.01%
31,598
+7,530
+31% +$410K
CHH icon
1698
Choice Hotels
CHH
$4.99B
$1.78M 0.01%
41,147
+8,919
+28% +$370K
FRAN
1699
DELISTED
Francesca's Holdings Corporation
FRAN
$1.77M 0.01%
7,924
+649
+9% +$186K
SCSC icon
1700
Scansource
SCSC
$1.16B
$1.77M 0.01%
51,171
+6,664
+15% +$226K
66 67
68
69 70

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.