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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ACRE
1651
Ares Commercial Real Estate
ACRE
$266M
| $1.91M | 0.01% |
+153,720
| New | +$1.96M |
|
|
XOXO
1652
DELISTED
Xo Group Inc
XOXO
| $1.91M | 0.01% |
147,846
+26,976
| +22% | +$338K |
|
1653
PUT
CarMax
KMX
$8.32B
| $1.9M | 0.01% |
+38,700
| New | +$1.89M |
|
1654
Griffon
GFF
$4.8B
| $1.9M | 0.01% |
151,487
+18,708
| +14% | +$222K |
|
1655
PUT
Jabil
JBL
$36.5B
| $1.9M | 0.01% |
+87,600
| New | +$2M |
|
1656
LCI Industries
LCII
$2.59B
| $1.9M | 0.01% |
41,657
+6,156
| +17% | +$260K |
|
1657
B&G Foods
BGS
$280M
| $1.89M | 0.01% |
54,706
+13,604
| +33% | +$473K |
|
|
EVJ
1658
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
| $1.88M | 0.01% |
157,357
-18,022
| -10% | -$215K |
|
|
BAF
1659
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
| $1.88M | 0.01% |
143,626
-29,963
| -17% | -$386K |
|
|
AXE
1660
DELISTED
Anixter International Inc
AXE
| $1.88M | 0.01% |
21,410
-2,385
| -10% | -$200K |
|
1661
KBR
KBR
$4.75B
| $1.87M | 0.01% |
57,050
+32,471
| +132% | +$1.03M |
|
|
HTWR
1662
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
| $1.86M | 0.01% |
25,310
+15,034
| +146% | +$1.28M |
|
|
VIVS
1663
VivoSim Labs
VIVS
$1.16M
| $1.86M | 0.01% |
+1,346
| New | +$1.88M |
|
1664
Sabra Healthcare REIT
SBRA
$5.34B
| $1.86M | 0.01% |
80,908
-6,106
| -7% | -$150K |
|
|
NQS
1665
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
| $1.86M | 0.01% |
146,353
+58,300
| +66% | +$739K |
|
|
TUP
1666
DELISTED
Tupperware Brands Corporation
TUP
| $1.85M | 0.01% |
21,449
+13,704
| +177% | +$1.14M |
|
|
LDR
1667
DELISTED
Landauer Inc
LDR
| $1.85M | 0.01% |
36,109
+7,152
| +25% | +$347K |
|
|
DISH
1668
DELISTED
DISH Network Corp.
DISH
| $1.85M | 0.01% |
41,098
+11,103
| +37% | +$499K |
|
|
GMLP
1669
DELISTED
Golar LNG Partners LP
GMLP
| $1.85M | 0.01% |
56,803
+20,319
| +56% | +$665K |
|
|
NM
1670
DELISTED
Navios Maritime Holdings Inc.
NM
| $1.84M | 0.01% |
25,862
+6,201
| +32% | +$386K |
|
1671
Jazz Pharmaceuticals
JAZZ
$16.9B
| $1.84M | 0.01% |
+20,006
| New | +$1.61M |
|
1672
Kemper
KMPR
$1.69B
| $1.84M | 0.01% |
54,771
-2,821
| -5% | -$98.5K |
|
|
NAVG
1673
DELISTED
Navigators Group Inc
NAVG
| $1.84M | 0.01% |
63,586
-2,638
| -4% | -$75.9K |
|
|
VIVO
1674
DELISTED
Meridian Bioscience Inc
VIVO
| $1.83M | 0.01% |
77,340
+10,281
| +15% | +$240K |
|
|
PIR
1675
DELISTED
Pier 1 Imports, Inc.
PIR
| $1.83M | 0.01% |
4,683
-414
| -8% | -$187K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.