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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CSOD
1626
DELISTED
Cornerstone OnDemand, Inc.
CSOD
| $2M | 0.01% |
38,236
+31,091
| +435% | +$1.53M |
|
|
ECF
1627
Ellsworth Growth & Income Fund
ECF
$171M
| $2M | 0.01% |
254,307
-10,998
| -4% | -$85.6K |
|
1628
iShares Russell 2000 ETF
IWM
$82.3B
| $1.99M | 0.01% |
18,700
+940
| +5% | +$97.2K |
|
1629
Everest Group
EG
$14.2B
| $1.99M | 0.01% |
13,692
-1,674
| -11% | -$227K |
|
|
ITC
1630
DELISTED
ITC HOLDINGS CORP
ITC
| $1.99M | 0.01% |
63,639
-19,902
| -24% | -$604K |
|
1631
CACI
CACI
$14.2B
| $1.99M | 0.01% |
28,761
+2,287
| +9% | +$153K |
|
1632
Nuveen Real Asset Income & Growth Fund
JRI
$348M
| $1.99M | 0.01% |
106,313
+2,697
| +3% | +$49.6K |
|
|
BCV
1633
Bancroft Fund
BCV
$137M
| $1.98M | 0.01% |
110,313
-4,477
| -4% | -$79.4K |
|
1634
Standex International
SXI
$4.04B
| $1.97M | 0.01% |
33,143
+3,890
| +13% | +$224K |
|
1635
SL Green Realty
SLG
$3.86B
| $1.97M | 0.01% |
22,866
-6,521
| -22% | -$568K |
|
|
INB
1636
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
| $1.97M | 0.01% |
186,696
-77,881
| -29% | -$833K |
|
|
SFY
1637
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
| $1.96M | 0.01% |
171,326
+42,137
| +33% | +$505K |
|
|
LCC
1638
DELISTED
US AIRWAYS GROUP INC.
LCC
| $1.96M | 0.01% |
103,253
-18,009
| -15% | -$319K |
|
1639
Old Republic International
ORI
$10.5B
| $1.95M | 0.01% |
126,817
-43,883
| -26% | -$631K |
|
|
AHL
1640
DELISTED
ASPEN Insurance Holding Limited
AHL
| $1.95M | 0.01% |
53,739
+3,113
| +6% | +$114K |
|
|
MGAM
1641
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
| $1.95M | 0.01% |
56,387
+7,712
| +16% | +$263K |
|
1642
Costamare
CMRE
$1.8B
| $1.95M | 0.01% |
110,455
+34,504
| +45% | +$608K |
|
|
AKP
1643
DELISTED
Alliance Californa Muni Fd
AKP
| $1.94M | 0.01% |
158,904
-2,143
| -1% | -$26K |
|
1644
Matsons
MATX
$6.21B
| $1.94M | 0.01% |
73,809
+19,594
| +36% | +$542K |
|
|
THS
1645
DELISTED
Treehouse Foods
THS
| $1.93M | 0.01% |
28,933
+21,056
| +267% | +$1.45M |
|
1646
Benchmark Electronics
BHE
$3B
| $1.93M | 0.01% |
84,455
+7,233
| +9% | +$160K |
|
1647
Jack Henry & Associates
JKHY
$11.1B
| $1.93M | 0.01% |
37,425
+16,087
| +75% | +$803K |
|
|
CTWS
1648
DELISTED
Connecticut Water Service Inc
CTWS
| $1.93M | 0.01% |
59,996
+5,061
| +9% | +$154K |
|
|
RT
1649
DELISTED
Ruby Tuesday Georgia
RT
| $1.93M | 0.01% |
254,780
+104,066
| +69% | +$830K |
|
1650
Helix Energy Solutions
HLX
$1.46B
| $1.91M | 0.01% |
75,441
+18,372
| +32% | +$472K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.