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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCV
1601
Bancroft Fund
BCV
$137M
$1.91M 0.01%
106,330
-862
-0.8% -$14.8K
OPLN
1602
Openlane
OPLN
$4.62B
$1.91M 0.01%
132,251
-61,933
-32% -$821K
NG icon
1603
NovaGold Resources
NG
$3.03B
$1.91M 0.01%
378,493
-58,060
-13% -$267K
CMTL icon
1604
Comtech Telecommunications
CMTL
$51.5M
$1.9M 0.01%
81,398
+5,040
+7% +$103K
BYD icon
1605
Boyd Gaming
BYD
$6.11B
$1.9M 0.01%
92,045
-5,829
-6% -$103K
VR
1606
DELISTED
Validus Hold Ltd
VR
$1.9M 0.01%
40,288
+12,100
+43% +$544K
ECF
1607
Ellsworth Growth & Income Fund
ECF
$170M
$1.9M 0.01%
249,578
-1,935
-0.8% -$14.1K
MVT
1608
DELISTED
BlackRock MuniVest Fund II
MVT
$1.89M 0.01%
111,148
-22,062
-17% -$368K
ANDE icon
1609
Andersons Inc
ANDE
$2.31B
$1.89M 0.01%
60,264
-33,619
-36% -$955K
HOS
1610
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$1.89M 0.01%
190,544
-656
-0.3% -$5.51K
EXAS
1611
DELISTED
Exact Sciences
EXAS
$1.89M 0.01%
280,385
-69,355
-20% -$444K
GHC icon
1612
Graham Holdings Company
GHC
$5.06B
$1.89M 0.01%
3,935
+307
+8% +$146K
P
1613
DELISTED
Pandora Media Inc
P
$1.89M 0.01%
211,080
-62,112
-23% -$610K
SMG icon
1614
ScottsMiracle-Gro
SMG
$3.61B
$1.89M 0.01%
25,939
+1,907
+8% +$130K
IVC
1615
DELISTED
Invacare Corporation
IVC
$1.89M 0.01%
143,261
+3,479
+2% +$49.3K
IBKR icon
1616
Interactive Brokers
IBKR
$38.8B
$1.88M 0.01%
191,568
+63,748
+50% +$563K
EXLS icon
1617
EXL Service
EXLS
$5.25B
$1.88M 0.01%
181,480
-42,115
-19% -$387K
PFX icon
1618
PhenixFIN
PFX
$88.1M
$1.88M 0.01%
14,241
-377
-3% -$48.2K
BRS
1619
DELISTED
Bristow Group, Inc.
BRS
$1.88M 0.01%
99,199
-636
-0.6% -$11.8K
OUTR
1620
DELISTED
OUTERWALL INC
OUTR
$1.88M 0.01%
50,729
+35,791
+240% +$1.18M
RACE icon
1621
Ferrari
RACE
$71.6B
$1.87M 0.01%
+44,870
New +$1.81M
CWEN icon
1622
Clearway Energy Class C
CWEN
$5.12B
$1.86M 0.01%
130,943
+51,713
+65% +$681K
HNW
1623
DELISTED
Pioneer Diversified High Income Fund
HNW
$1.86M 0.01%
121,104
-8,729
-7% -$126K
JOYY
1624
JOYY Inc
JOYY
$3.77B
$1.86M 0.01%
30,189
-4,820
-14% -$271K
NTT
1625
DELISTED
Nippon Telegraph & Telephone
NTT
$1.86M 0.01%
42,992
-1,342
-3% -$56.7K
63 64
65
66 67

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.