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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AXON
1601
Axon Enterprise
AXON
$42.4B
| $2.51M | 0.01% |
+137,029
| New | +$2.45M |
|
|
EVRI
1602
DELISTED
Everi Holdings
EVRI
| $2.5M | 0.01% |
363,953
-1,118
| -0.3% | -$9.52K |
|
|
ARPI
1603
DELISTED
AMERICAN RESIDENTIAL PPTYS INC COM
ARPI
| $2.5M | 0.01% |
138,819
+18,696
| +16% | +$340K |
|
|
PGI
1604
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
| $2.5M | 0.01% |
206,861
+22,309
| +12% | +$254K |
|
|
CALY
1605
PUT
Callaway Golf Company
CALY
$3.1B
| $2.49M | 0.01% |
+243,500
| New | +$2.12M |
|
|
CSE
1606
DELISTED
CAPITALSOURCE INC
CSE
| $2.48M | 0.01% |
170,205
+154,843
| +1,008% | +$2.22M |
|
|
TNGO
1607
DELISTED
Tangoe, Inc.
TNGO
| $2.48M | 0.01% |
133,334
+13,043
| +11% | +$240K |
|
|
HI
1608
DELISTED
Hillenbrand
HI
| $2.47M | 0.01% |
76,532
-19,981
| -21% | -$591K |
|
|
VIVS
1609
VivoSim Labs
VIVS
$1.15M
| $2.47M | 0.01% |
1,348
+143
| +12% | +$332K |
|
1610
Mizuho Financial
MFG
$130B
| $2.47M | 0.01% |
620,826
+72,584
| +13% | +$304K |
|
1611
Ulta Beauty
ULTA
$23.2B
| $2.47M | 0.01% |
25,344
-354,165
| -93% | -$31.9M |
|
1612
Century Aluminum
CENX
$4.55B
| $2.46M | 0.01% |
185,955
+2,839
| +2% | +$33K |
|
1613
TriCo Bancshares
TCBK
$1.84B
| $2.46M | 0.01% |
+94,661
| New | +$2.44M |
|
1614
CVR Energy
CVI
$3.15B
| $2.45M | 0.01% |
58,067
+17,158
| +42% | +$681K |
|
|
EPAY
1615
DELISTED
Bottomline Technologies Inc
EPAY
| $2.45M | 0.01% |
69,778
+8,582
| +14% | +$299K |
|
1616
Integer Holdings
ITGR
$4.29B
| $2.45M | 0.01% |
58,579
-9,443
| -14% | -$378K |
|
|
XOMA
1617
DELISTED
Xoma
XOMA
| $2.45M | 0.01% |
23,498
+21,815
| +1,296% | +$3.17M |
|
|
CLR
1618
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $2.44M | 0.01% |
39,366
-1,432
| -4% | -$81.6K |
|
|
NPF
1619
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
| $2.44M | 0.01% |
185,773
+29,448
| +19% | +$387K |
|
1620
Crown Holdings
CCK
$13.2B
| $2.44M | 0.01% |
54,545
-13,156
| -19% | -$571K |
|
|
ETG
1621
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.84B
| $2.44M | 0.01% |
145,589
-29,393
| -17% | -$492K |
|
|
SFE
1622
DELISTED
Safeguard Scientifics, Inc.
SFE
| $2.44M | 0.01% |
109,886
+3,354
| +3% | +$66.6K |
|
|
ATHN
1623
DELISTED
Athenahealth, Inc.
ATHN
| $2.44M | 0.01% |
15,196
-14,581
| -49% | -$2.4M |
|
|
ALJ
1624
DELISTED
Alon USA Energy Inc
ALJ
| $2.44M | 0.01% |
162,994
+27,416
| +20% | +$414K |
|
1625
Lakeland Financial Corp
LKFN
$1.55B
| $2.43M | 0.01% |
90,756
+11,371
| +14% | +$289K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.