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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1601
Avis
CAR
$4.84B
| $2.06M | 0.01% |
71,558
+57,310
| +402% | +$1.71M |
|
1602
United Fire Group
UFCS
$1.41B
| $2.06M | 0.01% |
67,689
+18,658
| +38% | +$536K |
|
|
DSM
1603
BNY Mellon Strategic Municipal Bond Fund
DSM
$290M
| $2.06M | 0.01% |
267,200
-64,286
| -19% | -$488K |
|
1604
Steel Dynamics
STLD
$37.9B
| $2.06M | 0.01% |
123,293
-4,888
| -4% | -$77.5K |
|
|
PACW
1605
DELISTED
PacWest Bancorp
PACW
| $2.06M | 0.01% |
59,897
-113,910
| -66% | -$3.86M |
|
|
CLP
1606
DELISTED
COLONIAL PROPERTIES TRUST
CLP
| $2.06M | 0.01% |
91,459
-9,992
| -10% | -$232K |
|
|
UNT
1607
DELISTED
UNIT Corporation
UNT
| $2.06M | 0.01% |
44,190
-1,308
| -3% | -$60K |
|
1608
Tidewater
TDW
$4.05B
| $2.05M | 0.01% |
1,073
-267
| -20% | -$497K |
|
|
CSE
1609
DELISTED
CAPITALSOURCE INC
CSE
| $2.05M | 0.01% |
172,778
+125,645
| +267% | +$1.42M |
|
1610
iShares MSCI Emerging Markets ETF
EEM
$29.3B
| $2.05M | 0.01% |
50,350
+12,200
| +32% | +$483K |
|
|
MEAS
1611
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
| $2.05M | 0.01% |
37,813
+5,306
| +16% | +$262K |
|
|
MPT
1612
Medical Properties Trust
MPT
$2.79B
| $2.05M | 0.01% |
168,512
-31,991
| -16% | -$427K |
|
|
PRE
1613
DELISTED
PARTNERRE LTD
PRE
| $2.05M | 0.01% |
22,366
+812
| +4% | +$72.7K |
|
1614
Ethan Allen Interiors
ETD
$604M
| $2.04M | 0.01% |
73,310
+17,755
| +32% | +$506K |
|
1615
Realty Income
O
$58.2B
| $2.04M | 0.01% |
52,860
+4,310
| +9% | +$175K |
|
1616
Skywest
SKYW
$4.47B
| $2.04M | 0.01% |
140,273
+4,040
| +3% | +$58K |
|
|
IDE
1617
Voya Infrastructure, Industrials and Materials Fund
IDE
$197M
| $2.03M | 0.01% |
120,472
+49,850
| +71% | +$842K |
|
|
SJI
1618
DELISTED
South Jersey Industries, Inc.
SJI
| $2.03M | 0.01% |
69,352
-5,018
| -7% | -$148K |
|
|
SHLD
1619
DELISTED
Sears Holding Corporation
SHLD
| $2.03M | 0.01% |
45,112
-1,495
| -3% | -$53K |
|
1620
Vanguard FTSE Developed Markets ETF
VEA
$234B
| $2.03M | 0.01% |
51,284
-191,272
| -79% | -$7.28M |
|
1621
Patterson-UTI
PTEN
$3.88B
| $2.02M | 0.01% |
94,587
-3,813
| -4% | -$78.3K |
|
1622
Autoliv
ALV
$8.88B
| $2.02M | 0.01% |
32,035
+17,385
| +119% | +$1.04M |
|
|
OPEN
1623
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
| $2.01M | 0.01% |
28,773
+5,464
| +23% | +$382K |
|
1624
Methode Electronics
MEI
$589M
| $2.01M | 0.01% |
71,686
-103
| -0.1% | -$2.18K |
|
1625
Cemex
CX
$16.3B
| $2M | 0.01% |
208,498
+58,585
| +39% | +$576K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.