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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1576
Cirrus Logic
CRUS
$6.07B
| $2.13M | 0.01% |
93,831
+8,550
| +10% | +$177K |
|
|
NXK
1577
DELISTED
NUVEEN N.Y. DIV ADV MUNI FD
NXK
| $2.13M | 0.01% |
167,606
+2,519
| +2% | +$32.3K |
|
|
CZZ
1578
DELISTED
Cosan Limited
CZZ
| $2.12M | 0.01% |
138,100
+79,007
| +134% | +$1.19M |
|
|
INVX
1579
Innovex International
INVX
$2.16B
| $2.12M | 0.01% |
18,456
+3,703
| +25% | +$379K |
|
|
SPTN
1580
DELISTED
SpartanNash
SPTN
| $2.11M | 0.01% |
95,759
+8,148
| +9% | +$171K |
|
|
AYN
1581
DELISTED
Alliance New York Income Fund
AYN
| $2.11M | 0.01% |
174,742
+11,952
| +7% | +$142K |
|
|
PCM
1582
PCM Fund
PCM
$70.8M
| $2.11M | 0.01% |
184,060
+15,055
| +9% | +$171K |
|
1583
Live Nation Entertainment
LYV
$42.3B
| $2.1M | 0.01% |
113,476
+9,465
| +9% | +$161K |
|
1584
Digi International
DGII
$3.12B
| $2.1M | 0.01% |
209,879
+7,492
| +4% | +$73.2K |
|
1585
Ovintiv
OVV
$16.5B
| $2.1M | 0.01% |
24,250
+1,284
| +6% | +$112K |
|
|
BDN
1586
Brandywine Realty Trust
BDN
$560M
| $2.1M | 0.01% |
159,303
+64,434
| +68% | +$870K |
|
|
JTP
1587
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
| $2.1M | 0.01% |
277,459
-395,767
| -59% | -$3.07M |
|
1588
SFL Corp
SFL
$1.62B
| $2.09M | 0.01% |
137,031
+26,241
| +24% | +$410K |
|
1589
Invesco Value Municipal Income Trust
IIM
$594M
| $2.09M | 0.01% |
154,218
-18,447
| -11% | -$250K |
|
|
MR
1590
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
| $2.09M | 0.01% |
53,766
+1,850
| +4% | +$74.5K |
|
|
AGU
1591
DELISTED
Agrium
AGU
| $2.09M | 0.01% |
24,695
+18,957
| +330% | +$1.66M |
|
1592
Toyota
TM
$223B
| $2.09M | 0.01% |
16,310
-310
| -2% | -$39.5K |
|
1593
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.7M
| $2.08M | 0.01% |
27,976
-6,539
| -19% | -$483K |
|
1594
W.P. Carey
WPC
$16.4B
| $2.08M | 0.01% |
32,821
-17,003
| -34% | -$1.12M |
|
|
LL
1595
DELISTED
LL Flooring Holdings, Inc.
LL
| $2.08M | 0.01% |
19,472
+2,036
| +12% | +$197K |
|
|
DRE
1596
DELISTED
Duke Realty Corp.
DRE
| $2.08M | 0.01% |
134,505
-80,067
| -37% | -$1.26M |
|
|
AKRX
1597
DELISTED
Akorn Inc
AKRX
| $2.07M | 0.01% |
105,319
+20,699
| +24% | +$335K |
|
|
RDS.B
1598
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $2.07M | 0.01% |
30,093
+17,808
| +145% | +$1.22M |
|
|
ELME
1599
Elme Communities
ELME
$146M
| $2.07M | 0.01% |
81,958
-11,591
| -12% | -$301K |
|
|
NXGN
1600
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
| $2.06M | 0.01% |
95,022
+20,758
| +28% | +$443K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.