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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EJ
1526
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$2.64M 0.01%
188,703
+33,927
+22% +$342K
ORIT
1527
DELISTED
Oritani Financial Corp. New
ORIT
$2.64M 0.01%
164,470
+13,309
+9% +$215K
LNCO
1528
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$2.64M 0.01%
85,590
+43,078
+101% +$1.32M
MSCC
1529
DELISTED
Microsemi Corp
MSCC
$2.64M 0.01%
105,718
+8,911
+9% +$216K
DLR icon
1530
Digital Realty Trust
DLR
$72.1B
$2.63M 0.01%
53,586
-78,662
-59% -$3.91M
KNGT
1531
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$2.63M 0.01%
143,552
+55,850
+64% +$1.02M
VKQ icon
1532
Invesco Municipal Trust
VKQ
$544M
$2.63M 0.01%
227,001
-163,897
-42% -$1.88M
UI icon
1533
Ubiquiti
UI
$34.4B
$2.63M 0.01%
57,164
+53,531
+1,473% +$2.13M
FOR icon
1534
Forestar Group
FOR
$1.51B
$2.62M 0.01%
+123,367
New +$2.58M
GOGO icon
1535
PUT
Gogo Inc
GOGO
$603M
$2.62M 0.01%
+102,500
New +$2.37M
OPEN
1536
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
$2.62M 0.01%
33,043
+4,270
+15% +$327K
VSI
1537
DELISTED
Vitamin Shoppe Inc.
VSI
$2.62M 0.01%
50,405
+1,755
+4% +$86.8K
TRI icon
1538
Thomson Reuters
TRI
$43B
$2.61M 0.01%
59,477
-17,678
-23% -$754K
KS
1539
DELISTED
KapStone Paper and Pack Corp.
KS
$2.6M 0.01%
+93,208
New +$2.36M
MWW
1540
DELISTED
Monster Worldwide Inc
MWW
$2.6M 0.01%
365,111
+84,629
+30% +$442K
GPI icon
1541
Group 1 Automotive
GPI
$3.31B
$2.6M 0.01%
36,564
+15,761
+76% +$1.07M
JHI
1542
John Hancock Investors Trust
JHI
$116M
$2.6M 0.01%
139,561
+54,423
+64% +$1.02M
SNX icon
1543
TD Synnex
SNX
$21B
$2.6M 0.01%
77,052
-28,468
-27% -$906K
PL
1544
DELISTED
PROTECTIVE LIFE CORP
PL
$2.6M 0.01%
51,219
-8,459
-14% -$398K
TDG icon
1545
TransDigm Group
TDG
$70.2B
$2.59M 0.01%
16,088
-19,901
-55% -$2.97M
HSH
1546
DELISTED
HILLSHIRE BRANDS CO
HSH
$2.59M 0.01%
77,397
-1,906
-2% -$61.9K
TNK icon
1547
Teekay Tankers
TNK
$2.58B
$2.58M 0.01%
82,222
+31,335
+62% +$739K
PRA
1548
DELISTED
ProAssurance
PRA
$2.58M 0.01%
53,242
+42,368
+390% +$1.98M
CMC icon
1549
Commercial Metals
CMC
$8.37B
$2.58M 0.01%
126,918
-11,056
-8% -$206K
KMPR icon
1550
Kemper
KMPR
$1.72B
$2.58M 0.01%
63,089
+8,318
+15% +$316K
60 61
62
63 64

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.