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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UI icon
1501
PUT
Ubiquiti
UI
$34.4B
$2.38M 0.01%
+69,900
New +$1.87M
BSAC icon
1502
Banco Santander Chile
BSAC
$16.6B
$2.37M 0.01%
90,234
-7,176
-7% -$171K
VC icon
1503
Visteon
VC
$2.79B
$2.37M 0.01%
31,298
+11,202
+56% +$779K
PMFG
1504
DELISTED
PMFG INC COM STK (DE)
PMFG
$2.36M 0.01%
319,461
+82,951
+35% +$610K
OA
1505
DELISTED
Orbital ATK, Inc.
OA
$2.36M 0.01%
24,190
+3,808
+19% +$361K
ACC
1506
DELISTED
American Campus Communities, Inc.
ACC
$2.35M 0.01%
68,865
-62,153
-47% -$2.32M
MSCC
1507
DELISTED
Microsemi Corp
MSCC
$2.35M 0.01%
96,807
-4,348
-4% -$109K
RUE
1508
DELISTED
RUE21 INC COM STK (DE)
RUE
$2.35M 0.01%
58,144
+11,145
+24% +$461K
CMC icon
1509
Commercial Metals
CMC
$8.37B
$2.34M 0.01%
137,974
-66,330
-32% -$1.04M
AXAS
1510
DELISTED
Abraxas Petroleum Corp
AXAS
$2.33M 0.01%
45,397
-5,521
-11% -$273K
CFR icon
1511
Cullen/Frost Bankers
CFR
$10.3B
$2.33M 0.01%
32,953
+14,498
+79% +$1.03M
DE icon
1512
PUT
Deere & Co
DE
$165B
$2.32M 0.01%
+28,200
New +$2.35M
PNF
1513
DELISTED
PIMCO New York Municipal Income Fund
PNF
$2.32M 0.01%
223,709
-1,044
-0.5% -$10.4K
RRGB icon
1514
Red Robin
RRGB
$151M
$2.32M 0.01%
32,573
+1,854
+6% +$116K
OCR
1515
DELISTED
OMNICARE INC
OCR
$2.31M 0.01%
41,711
-6,797
-14% -$363K
AZTA icon
1516
Azenta
AZTA
$1.47B
$2.31M 0.01%
248,279
+41,335
+20% +$396K
WFT
1517
DELISTED
Weatherford International plc
WFT
$2.31M 0.01%
150,715
-21,390
-12% -$314K
BTM
1518
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$2.31M 0.01%
1,252,795
+6,673
+0.5% +$12.3K
TAC icon
1519
TransAlta
TAC
$4.01B
$2.3M 0.01%
+176,747
New +$2.39M
WEA
1520
Western Asset Premier Bond Fund
WEA
$124M
$2.3M 0.01%
162,364
+19,338
+14% +$273K
NGLS
1521
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$2.3M 0.01%
44,627
-19,906
-31% -$1M
HNT
1522
DELISTED
HEALTH NET INC
HNT
$2.29M 0.01%
72,346
-6,428
-8% -$203K
KEYW
1523
DELISTED
The KEYW Holding Corporation
KEYW
$2.29M 0.01%
170,240
+58,339
+52% +$743K
APLP
1524
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$2.29M 0.01%
78,692
-4,467
-5% -$130K
SITC icon
1525
SITE Centers
SITC
$172M
$2.29M 0.01%
112,977
-122,998
-52% -$2.61M
59 60
61
62 63

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.