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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.8B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
UNT
1476
DELISTED
UNIT Corporation
UNT
| $2.85M | 0.01% |
55,155
+10,965
| +25% | +$547K |
|
|
NCO
1477
DELISTED
NUVEEN CALIF MUN MKT OPPOR FD
NCO
| $2.84M | 0.01% |
209,638
+2,585
| +1% | +$35.8K |
|
|
HI
1478
DELISTED
Hillenbrand
HI
| $2.84M | 0.01% |
96,513
-282,808
| -75% | -$8.06M |
|
|
PCI
1479
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
| $2.84M | 0.01% |
126,215
+24,252
| +24% | +$538K |
|
|
NVO
1480
Novo Nordisk
NVO
$197B
| $2.83M | 0.01% |
153,270
+111,400
| +266% | +$1.94M |
|
|
TRAK
1481
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
| $2.82M | 0.01% |
58,666
+5,650
| +11% | +$235K |
|
|
KERX
1482
DELISTED
Keryx Biopharmaceuticals Inc
KERX
| $2.81M | 0.01% |
217,031
-67,870
| -24% | -$811K |
|
1483
ProShares Ultra S&P500
SSO
$8.29B
| $2.81M | 0.01% |
438,400
-352,000
| -45% | -$2.06M |
|
|
SUP
1484
DELISTED
Superior Industries International
SUP
| $2.81M | 0.01% |
136,289
+94,766
| +228% | +$1.79M |
|
1485
Central Garden & Pet Co Class A
CENTA
$2.41B
| $2.81M | 0.01% |
520,109
+400,015
| +333% | +$2.31M |
|
|
SSI
1486
DELISTED
Stage Stores Inc
SSI
| $2.81M | 0.01% |
+126,433
| New | +$2.64M |
|
|
MNTA
1487
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
| $2.81M | 0.01% |
+158,638
| New | +$2.67M |
|
1488
United Natural Foods
UNFI
$2.91B
| $2.8M | 0.01% |
37,183
+11,287
| +44% | +$797K |
|
1489
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$726M
| $2.8M | 0.01% |
156,546
+115,697
| +283% | +$2.05M |
|
1490
Celanese
CE
$4.73B
| $2.8M | 0.01% |
50,550
+8,974
| +22% | +$497K |
|
1491
AngloGold Ashanti
AU
$44.8B
| $2.79M | 0.01% |
238,267
-33,412
| -12% | -$455K |
|
1492
Healthcare Realty
HR
$7.07B
| $2.79M | 0.01% |
141,768
+36,188
| +34% | +$767K |
|
1493
Emcor
EME
$36.3B
| $2.78M | 0.01% |
65,467
+38,512
| +143% | +$1.5M |
|
1494
Nuveen Municipal Credit Income Fund
NZF
$2.42B
| $2.78M | 0.01% |
224,925
+11,551
| +5% | +$143K |
|
1495
iShares CMBS ETF
CMBS
$473M
| $2.77M | 0.01% |
54,358
+4,496
| +9% | +$231K |
|
|
UIL
1496
DELISTED
UIL HOLDINGS
UIL
| $2.77M | 0.01% |
71,548
+25,144
| +54% | +$953K |
|
|
SGMO
1497
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
| $2.76M | 0.01% |
+198,534
| New | +$2.29M |
|
1498
Titan International
TWI
$471M
| $2.76M | 0.01% |
+153,373
| New | +$2.46M |
|
|
BBK
1499
DELISTED
Blackrock Municipal Bond Trust
BBK
| $2.76M | 0.01% |
201,135
+15,837
| +9% | +$218K |
|
|
CCEC
1500
Capital Clean Energy Carriers
CCEC
$1.37B
| $2.75M | 0.01% |
37,548
+15,637
| +71% | +$1M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.