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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PL
1451
DELISTED
PROTECTIVE LIFE CORP
PL
$2.54M 0.01%
59,678
-27,464
-32% -$1.17M
NVX
1452
DELISTED
Nuveen Calif Div Muni
NVX
$2.54M 0.01%
192,652
-29,453
-13% -$379K
ON icon
1453
ON Semiconductor
ON
$18.3B
$2.54M 0.01%
347,248
+255,844
+280% +$1.96M
PSO icon
1454
Pearson
PSO
$10B
$2.54M 0.01%
+124,705
New +$2.49M
SHFL
1455
DELISTED
SHFL ENTMT INC
SHFL
$2.54M 0.01%
110,224
+79,689
+261% +$1.76M
SPOK icon
1456
Spok Holdings
SPOK
$235M
$2.53M 0.01%
179,032
+28,299
+19% +$407K
CGNX icon
1457
Cognex
CGNX
$11.8B
$2.53M 0.01%
161,312
+17,148
+12% +$240K
EVG
1458
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$2.52M 0.01%
163,035
-30,552
-16% -$471K
ELS icon
1459
Equity Lifestyle Properties
ELS
$12.6B
$2.52M 0.01%
147,514
+91,226
+162% +$1.7M
WMS
1460
DELISTED
WMS INDS INC
WMS
$2.51M 0.01%
96,620
+11,742
+14% +$303K
ARDC
1461
Are Dynamic Credit Allocation Fund
ARDC
$298M
$2.51M 0.01%
138,352
+83,869
+154% +$1.57M
TOO
1462
DELISTED
Teekay Offshore Partners L.P.
TOO
$2.51M 0.01%
75,121
+27,676
+58% +$906K
ETP
1463
DELISTED
Energy Transfer Partners, L.P.
ETP
$2.5M 0.01%
75,390
+9,452
+14% +$302K
AVA icon
1464
Avista
AVA
$3.25B
$2.5M 0.01%
94,664
-129,464
-58% -$3.55M
QCOR
1465
DELISTED
QUESTCOR PHARMA INC
QCOR
$2.5M 0.01%
43,061
-31,949
-43% -$1.9M
IGTE
1466
DELISTED
IGATE CORPORATION
IGTE
$2.49M 0.01%
89,773
-26,766
-23% -$613K
ORIT
1467
DELISTED
Oritani Financial Corp. New
ORIT
$2.49M 0.01%
151,161
+45,864
+44% +$740K
KRC icon
1468
Kilroy Realty
KRC
$4.5B
$2.49M 0.01%
49,770
-2,913
-6% -$150K
NGD
1469
DELISTED
New Gold Inc
NGD
$2.48M 0.01%
415,367
-15,510
-4% -$106K
TGP
1470
DELISTED
Teekay LNG Partners L.P.
TGP
$2.48M 0.01%
56,264
+19,384
+53% +$833K
VGM icon
1471
Invesco Trust Investment Grade Municipals
VGM
$554M
$2.48M 0.01%
198,811
-253,972
-56% -$3.13M
OPEN
1472
PUT
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
$2.48M 0.01%
+35,000
New +$2.45M
ARI
1473
Apollo Commercial Real Estate
ARI
$872M
$2.47M 0.01%
161,842
-150,498
-48% -$2.35M
EBS icon
1474
Emergent Biosolutions
EBS
$389M
$2.47M 0.01%
129,712
+3,892
+3% +$69.5K
BWG
1475
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$2.46M 0.01%
147,169
-500
-0.3% -$8.48K
57 58
59
60 61

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.