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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1426
Nu Skin
NUS
$253M
| $3M | 0.01% |
21,716
-7,990
| -27% | -$941K |
|
1427
Digi International
DGII
$2.74B
| $3M | 0.01% |
247,087
+37,208
| +18% | +$400K |
|
1428
Liberty Global Class C
LBTYK
$3.51B
| $2.99M | 0.01% |
87,763
-65,513
| -43% | -$2.04M |
|
|
TTM
1429
DELISTED
Tata Motors Limited
TTM
| $2.99M | 0.01% |
97,211
-58,346
| -38% | -$1.79M |
|
1430
JetBlue
JBLU
$2.4B
| $2.99M | 0.01% |
349,495
-279,424
| -44% | -$2.22M |
|
|
MCR
1431
DELISTED
MFS Charter Income Trust
MCR
| $2.99M | 0.01% |
329,915
-135,800
| -29% | -$1.22M |
|
1432
Extra Space Storage
EXR
$31.7B
| $2.98M | 0.01% |
70,733
-164,027
| -70% | -$7.23M |
|
1433
Emergent Biosolutions
EBS
$389M
| $2.98M | 0.01% |
129,438
-274
| -0.2% | -$5.71K |
|
1434
Diageo
DEO
$49.2B
| $2.97M | 0.01% |
22,443
+1,674
| +8% | +$214K |
|
|
SOHU
1435
Sohu.com
SOHU
$359M
| $2.97M | 0.01% |
40,680
-23,734
| -37% | -$1.69M |
|
|
ETG
1436
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.84B
| $2.96M | 0.01% |
174,982
-160,804
| -48% | -$2.59M |
|
|
VNR
1437
DELISTED
Vanguard Natural Resources, LLC
VNR
| $2.95M | 0.01% |
100,049
+8,805
| +10% | +$249K |
|
1438
LPL Financial
LPLA
$28.3B
| $2.95M | 0.01% |
62,716
+33,520
| +115% | +$1.41M |
|
|
EGL
1439
DELISTED
Engility Holdings, Inc.
EGL
| $2.95M | 0.01% |
88,277
+80,941
| +1,103% | +$2.54M |
|
1440
Federal Signal
FSS
$7.95B
| $2.94M | 0.01% |
+201,084
| New | +$2.87M |
|
|
AJRD
1441
DELISTED
Aerojet Rocketdyne Holdings
AJRD
| $2.94M | 0.01% |
+163,230
| New | +$2.78M |
|
1442
Sociedad Química y Minera de Chile
SQM
$20B
| $2.94M | 0.01% |
116,654
+99,275
| +571% | +$2.56M |
|
|
NIO
1443
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
| $2.94M | 0.01% |
222,257
-56,035
| -20% | -$720K |
|
1444
ITT
ITT
$18.2B
| $2.93M | 0.01% |
67,564
+55,003
| +438% | +$2.19M |
|
|
AFFX
1445
DELISTED
Affymetrix Inc
AFFX
| $2.93M | 0.01% |
342,216
+171,824
| +101% | +$1.32M |
|
|
DPG
1446
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
| $2.93M | 0.01% |
153,468
+116,292
| +313% | +$2.21M |
|
|
EVM
1447
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
| $2.92M | 0.01% |
286,209
+76,251
| +36% | +$776K |
|
|
HERO
1448
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
| $2.92M | 0.01% |
447,116
+331,830
| +288% | +$2.24M |
|
1449
Sun Communities
SUI
$14.9B
| $2.92M | 0.01% |
68,411
+26,339
| +63% | +$1.12M |
|
1450
Sanmina
SANM
$10.7B
| $2.91M | 0.01% |
+174,392
| New | +$2.81M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.