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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STC icon
1401
Stewart Information Services
STC
$2.07B
$3.1M 0.01%
95,991
+39,833
+71% +$1.23M
MGLN
1402
DELISTED
Magellan Health Services, Inc.
MGLN
$3.09M 0.01%
51,513
+22,956
+80% +$1.37M
SWFT
1403
DELISTED
Swift Transportation Company
SWFT
$3.08M 0.01%
138,857
-8,428
-6% -$184K
CWEI
1404
DELISTED
Clayton Williams Energy, Inc.
CWEI
$3.08M 0.01%
37,609
-17,368
-32% -$1.28M
AV
1405
DELISTED
Aviva Plc
AV
$3.08M 0.01%
203,295
-29,532
-13% -$416K
SAFT icon
1406
Safety Insurance
SAFT
$1.52B
$3.08M 0.01%
54,668
+14,120
+35% +$777K
COST icon
1407
PUT
Costco
COST
$418B
$3.07M 0.01%
25,800
-1,400
-5% -$167K
TECD
1408
DELISTED
Tech Data Corp
TECD
$3.07M 0.01%
59,420
+14,995
+34% +$767K
EGP icon
1409
EastGroup Properties
EGP
$10.9B
$3.06M 0.01%
52,887
-9,171
-15% -$557K
FAF icon
1410
First American
FAF
$7.66B
$3.06M 0.01%
108,597
-594,421
-85% -$15.4M
SFM icon
1411
Sprouts Farmers Market
SFM
$7.94B
$3.06M 0.01%
79,636
+60,278
+311% +$2.55M
NAVG
1412
DELISTED
Navigators Group Inc
NAVG
$3.06M 0.01%
96,864
+33,278
+52% +$999K
WGL
1413
DELISTED
Wgl Holdings
WGL
$3.06M 0.01%
76,349
-59,030
-44% -$2.46M
SIMG
1414
DELISTED
SILICON IMAGE INC
SIMG
$3.06M 0.01%
496,857
+483,284
+3,561% +$2.6M
EQNR icon
1415
Equinor
EQNR
$90.6B
$3.05M 0.01%
126,333
+63,436
+101% +$1.46M
SGY
1416
DELISTED
Stone Energy
SGY
$3.05M 0.01%
1,550
+969
+167% +$1.85M
LSTR icon
1417
Landstar System
LSTR
$6.09B
$3.04M 0.01%
52,898
+2,089
+4% +$117K
MRTN icon
1418
Marten Transport
MRTN
$1.22B
$3.04M 0.01%
375,860
+65,170
+21% +$473K
KELYA icon
1419
Kelly Services Class A
KELYA
$528M
$3.03M 0.01%
121,358
-3,793
-3% -$82.6K
DS
1420
DELISTED
Drive Shack Inc.
DS
$3.02M 0.01%
582,793
+403,177
+224% +$2.03M
EEM icon
1421
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$3.02M 0.01%
72,300
+21,950
+44% +$919K
CCK icon
1422
Crown Holdings
CCK
$13.3B
$3.02M 0.01%
67,701
+15,331
+29% +$656K
IHY icon
1423
VanEck International High Yield Bond ETF
IHY
$43.3M
$3.01M 0.01%
110,374
+30,383
+38% +$822K
STLD icon
1424
Steel Dynamics
STLD
$38.1B
$3.01M 0.01%
153,953
+30,660
+25% +$562K
SRPT icon
1425
Sarepta Therapeutics
SRPT
$1.68B
$3M 0.01%
147,444
+38,215
+35% +$1.14M
55 56
57
58 59

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.