We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAF
1376
abrdn Australia Equity Fund
IAF
$126M
$3.18M 0.01%
125,560
-39,298
-24% -$1.17M
RKT
1377
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$3.18M 0.01%
60,518
-5,176
-8% -$261K
JGV
1378
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$3.18M 0.01%
241,203
+107,564
+80% +$1.43M
QQQX icon
1379
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$3.16M 0.01%
177,772
+7,203
+4% +$123K
BCA
1380
DELISTED
CORPBANCA SPONSORED ADR REPSTG (1-1,500)COM STK
BCA
$3.16M 0.01%
149,370
+124,322
+496% +$2.27M
CBI
1381
DELISTED
Chicago Bridge & Iron Nv
CBI
$3.15M 0.01%
37,933
-271,840
-88% -$20.6M
MFIC icon
1382
MidCap Financial Investment
MFIC
$781M
$3.15M 0.01%
123,877
+64,170
+107% +$1.65M
EFII
1383
DELISTED
Electronics for Imaging
EFII
$3.15M 0.01%
81,324
+42,181
+108% +$1.53M
DEX
1384
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$3.15M 0.01%
257,624
+1,540
+0.6% +$18.7K
NQM
1385
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$3.15M 0.01%
232,606
-158,730
-41% -$2.13M
MYF
1386
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$3.14M 0.01%
229,047
-106,736
-32% -$1.44M
AOL
1387
DELISTED
AOL INC COMMON STOCK
AOL
$3.14M 0.01%
67,275
-12,236
-15% -$500K
FWLT
1388
CALL
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$3.13M 0.01%
+94,800
New +$2.77M
RVT icon
1389
Royce Value Trust
RVT
$2.29B
$3.13M 0.01%
195,525
-126,101
-39% -$1.93M
ISCA
1390
DELISTED
International Speedway Corp
ISCA
$3.13M 0.01%
88,055
-1,567
-2% -$52.5K
SPOK icon
1391
Spok Holdings
SPOK
$235M
$3.12M 0.01%
218,711
+39,679
+22% +$574K
NQU
1392
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$3.12M 0.01%
254,916
-53,361
-17% -$655K
PZC
1393
DELISTED
PIMCO California Municipal Income Fund III
PZC
$3.12M 0.01%
339,234
+61,994
+22% +$581K
CAJ
1394
DELISTED
Canon, Inc.
CAJ
$3.12M 0.01%
97,489
+59,283
+155% +$1.9M
MHO icon
1395
M/I Homes
MHO
$3.81B
$3.12M 0.01%
122,413
+73,922
+152% +$1.56M
VNET
1396
VNET Group
VNET
$2.06B
$3.11M 0.01%
132,141
+94,192
+248% +$1.8M
OPLN
1397
Openlane
OPLN
$4.05B
$3.11M 0.01%
277,780
-226,303
-45% -$2.46M
MGAM
1398
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
$3.1M 0.01%
99,019
+42,632
+76% +$1.33M
NAT icon
1399
Nordic American Tanker
NAT
$1.3B
$3.1M 0.01%
327,069
+152,649
+88% +$1.26M
IHD
1400
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$132M
$3.1M 0.01%
263,847
-88,245
-25% -$1.08M
54 55
56
57 58

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.