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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.8B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1351
SL Green Realty
SLG
$3.9B
| $3.25M | 0.01% |
36,377
+13,511
| +59% | +$1.21M |
|
1352
Skywest
SKYW
$4.6B
| $3.25M | 0.01% |
218,992
+78,719
| +56% | +$1.2M |
|
|
HIO
1353
Western Asset High Income Opportunity Fund
HIO
$339M
| $3.24M | 0.01% |
546,024
-93,155
| -15% | -$558K |
|
1354
Mettler-Toledo International
MTD
$28.5B
| $3.23M | 0.01% |
13,331
+6,421
| +93% | +$1.57M |
|
|
BBT
1355
Beacon Financial Corp
BBT
$2.68B
| $3.22M | 0.01% |
118,201
+6,970
| +6% | +$181K |
|
|
GMLP
1356
DELISTED
Golar LNG Partners LP
GMLP
| $3.22M | 0.01% |
106,484
+49,681
| +87% | +$1.54M |
|
|
IMGN
1357
DELISTED
Immunogen Inc
IMGN
| $3.21M | 0.01% |
219,150
-14,491
| -6% | -$223K |
|
1358
Edgewell Personal Care
EPC
$1.35B
| $3.21M | 0.01% |
40,046
-25,174
| -39% | -$1.92M |
|
|
BT
1359
DELISTED
BT Group plc (ADR)
BT
| $3.21M | 0.01% |
101,736
+44,760
| +79% | +$1.34M |
|
1360
Exelixis
EXEL
$14.3B
| $3.21M | 0.01% |
522,924
-54,550
| -9% | -$301K |
|
1361
ServiceNow
NOW
$121B
| $3.2M | 0.01% |
285,800
+126,560
| +79% | +$1.34M |
|
|
VIVS
1362
VivoSim Labs
VIVS
$1.27M
| $3.2M | 0.01% |
1,205
-141
| -10% | -$277K |
|
1363
Texas Roadhouse
TXRH
$13.7B
| $3.2M | 0.01% |
115,087
+56,369
| +96% | +$1.53M |
|
1364
PUT
Huntsman Corp
HUN
$1.78B
| $3.2M | 0.01% |
+130,000
| New | +$2.96M |
|
|
MNK
1365
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
| $3.2M | 0.01% |
61,151
-102,602
| -63% | -$4.89M |
|
1366
Autoliv
ALV
$9.02B
| $3.19M | 0.01% |
48,270
+16,235
| +51% | +$1.06M |
|
1367
Icahn Enterprises
IEP
$5.01B
| $3.19M | 0.01% |
29,191
-5,509
| -16% | -$598K |
|
|
CXO
1368
DELISTED
CONCHO RESOURCES INC.
CXO
| $3.19M | 0.01% |
29,549
+18,803
| +175% | +$2.03M |
|
|
MUS
1369
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
| $3.19M | 0.01% |
269,100
-56,057
| -17% | -$668K |
|
|
KEYW
1370
DELISTED
The KEYW Holding Corporation
KEYW
| $3.19M | 0.01% |
237,383
+67,143
| +39% | +$840K |
|
1371
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
| $3.19M | 0.01% |
265,737
+23,788
| +10% | +$278K |
|
|
ZLC
1372
DELISTED
ZALE CORPORATION
ZLC
| $3.19M | 0.01% |
193,851
-46,154
| -19% | -$700K |
|
|
PERY
1373
DELISTED
Perry Ellis International Inc
PERY
| $3.19M | 0.01% |
201,904
+144,475
| +252% | +$2.45M |
|
|
GOLD
1374
DELISTED
Randgold Resources Ltd
GOLD
| $3.19M | 0.01% |
51,497
-15,542
| -23% | -$1.07M |
|
|
NQC
1375
DELISTED
NUVEEN CALIF INVT QUAL MUNI FD
NQC
| $3.19M | 0.01% |
241,637
-24,630
| -9% | -$325K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.