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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NPF
1326
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
| $3.23M | 0.01% |
250,322
-33,389
| -12% | -$419K |
|
1327
Integer Holdings
ITGR
$4.24B
| $3.23M | 0.01% |
104,089
+5,233
| +5% | +$169K |
|
|
CIE
1328
DELISTED
Cobalt International Energy, Inc
CIE
| $3.23M | 0.01% |
8,593
+4,930
| +135% | +$1.99M |
|
1329
Reliance Steel & Aluminium
RS
$21.5B
| $3.21M | 0.01% |
43,848
+11,322
| +35% | +$790K |
|
1330
AAR Corp
AIR
$5.86B
| $3.21M | 0.01% |
117,458
+10,520
| +10% | +$269K |
|
|
CHA
1331
DELISTED
China Telecom Corporation, LTD
CHA
| $3.2M | 0.01% |
64,806
-2,920
| -4% | -$148K |
|
|
WBA
1332
PUT
DELISTED
Walgreens Boots Alliance
WBA
| $3.17M | 0.01% |
58,100
+28,100
| +94% | +$1.41M |
|
1333
PUT
Costco
COST
$418B
| $3.15M | 0.01% |
+27,200
| New | +$3.14M |
|
1334
Deckers Outdoor
DECK
$13.5B
| $3.15M | 0.01% |
286,590
+97,884
| +52% | +$950K |
|
|
RIT
1335
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
| $3.15M | 0.01% |
298,871
-34,442
| -10% | -$384K |
|
1336
Gold Fields
GFI
$33.4B
| $3.15M | 0.01% |
688,324
-1,807,307
| -72% | -$9.69M |
|
|
LSI
1337
DELISTED
Life Storage, Inc.
LSI
| $3.14M | 0.01% |
62,231
-529
| -0.8% | -$24.8K |
|
|
PPT
1338
Franklin Premier Income Trust
PPT
$327M
| $3.14M | 0.01% |
596,461
-181,574
| -23% | -$958K |
|
1339
Thomson Reuters
TRI
$43B
| $3.13M | 0.01% |
77,155
+8,383
| +12% | +$333K |
|
|
GGP
1340
DELISTED
GGP Inc.
GGP
| $3.13M | 0.01% |
162,146
-167,306
| -51% | -$3.37M |
|
|
ESL
1341
DELISTED
Esterline Technologies
ESL
| $3.12M | 0.01% |
39,102
+28,819
| +280% | +$2.31M |
|
|
ELN
1342
CALL
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
| $3.12M | 0.01% |
200,000
| – | – |
|
|
ICB
1343
DELISTED
Morgan Stanley Income Sec. Inc
ICB
| $3.11M | 0.01% |
186,843
-81,394
| -30% | -$1.35M |
|
1344
BlackRock MuniHoldings California Quality Fund
MUC
$1B
| $3.1M | 0.01% |
227,490
-4,870
| -2% | -$65K |
|
1345
Telephone and Data Systems
TDS
$4.03B
| $3.1M | 0.01% |
104,782
-29,043
| -22% | -$799K |
|
1346
UDR
UDR
$12.4B
| $3.09M | 0.01% |
130,470
+10,799
| +9% | +$263K |
|
|
PDM
1347
Piedmont Realty Trust
PDM
$1.21B
| $3.09M | 0.01% |
177,708
+38,900
| +28% | +$695K |
|
|
TSRO
1348
DELISTED
TESARO, Inc.
TSRO
| $3.08M | 0.01% |
79,637
+21,205
| +36% | +$776K |
|
|
PCN
1349
PIMCO Corporate & Income Strategy Fund
PCN
$878M
| $3.08M | 0.01% |
184,533
+118,282
| +179% | +$1.94M |
|
1350
Nektar Therapeutics
NKTR
$2.47B
| $3.07M | 0.01% |
19,590
+2,481
| +15% | +$459K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.