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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCV
1301
Gabelli Convertible and Income Securities Fund
GCV
$93.9M
$1.07M 0.01%
+182,455
New +$1.03M
WWD icon
1302
Woodward
WWD
$22B
$1.07M 0.01%
9,011
+3,859
+75% +$436K
CNK icon
1303
Cinemark Holdings
CNK
$4.38B
$1.06M 0.01%
31,477
-2,105
-6% -$74.5K
MSM icon
1304
MSC Industrial Direct
MSM
$7.01B
$1.06M 0.01%
13,570
-630
-4% -$46.5K
HPS
1305
John Hancock Preferred Income Fund III
HPS
$460M
$1.06M 0.01%
55,105
+7,296
+15% +$139K
BSMX
1306
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1.06M 0.01%
156,754
-118,042
-43% -$785K
ANF icon
1307
Abercrombie & Fitch
ANF
$4.86B
$1.06M 0.01%
61,467
-2,425
-4% -$40.1K
RHP icon
1308
Ryman Hospitality Properties
RHP
$8.05B
$1.06M 0.01%
12,245
+4,629
+61% +$398K
HNW
1309
DELISTED
Pioneer Diversified High Income Fund
HNW
$1.06M 0.01%
71,149
+8,809
+14% +$129K
SMPL icon
1310
Simply Good Foods
SMPL
$989M
$1.06M 0.01%
+37,022
New +$976K
LNW
1311
DELISTED
Light & Wonder
LNW
$1.06M 0.01%
39,423
-3,814
-9% -$98.2K
KSM
1312
DELISTED
DWS Strategic Municipal Income Trust
KSM
$1.06M 0.01%
88,920
-50,111
-36% -$603K
HAIN icon
1313
Hain Celestial
HAIN
$50.3M
$1.05M 0.01%
40,353
-18,925
-32% -$452K
SU icon
1314
Suncor Energy
SU
$74.2B
$1.05M 0.01%
31,889
-550
-2% -$17.2K
MTG icon
1315
MGIC Investment
MTG
$6.27B
$1.04M 0.01%
73,521
-3,763
-5% -$52.2K
ECHO
1316
DELISTED
Echo Global Logistics, Inc.
ECHO
$1.04M 0.01%
50,278
-342
-0.7% -$7.14K
SBGI icon
1317
Sinclair Inc
SBGI
$1B
$1.04M 0.01%
31,198
-3,331
-10% -$124K
OMAB icon
1318
Grupo Aeroportuario Centro Norte
OMAB
$5.29B
$1.04M 0.01%
17,333
+4,230
+32% +$231K
POWI icon
1319
Power Integrations
POWI
$3.45B
$1.03M 0.01%
20,848
+8,266
+66% +$381K
SMG icon
1320
ScottsMiracle-Gro
SMG
$3.85B
$1.03M 0.01%
9,711
+5,675
+141% +$580K
LPT
1321
DELISTED
Liberty Property Trust
LPT
$1.03M 0.01%
17,161
-785
-4% -$45K
LTC
1322
LTC Properties
LTC
$1.98B
$1.03M 0.01%
22,976
+9,653
+72% +$464K
PBF icon
1323
PBF Energy
PBF
$7.25B
$1.03M 0.01%
32,775
-19,151
-37% -$589K
HYI
1324
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$1.03M 0.01%
65,610
-7,189
-10% -$110K
MATV icon
1325
Mativ Holdings
MATV
$527M
$1.02M 0.01%
24,291
-21,098
-46% -$876K
51 52
53
54 55

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.