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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.8B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BNJ
1301
DELISTED
Blackrock New Jersey Muni Tr
BNJ
| $3.5M | 0.01% |
267,096
-4,890
| -2% | -$64.7K |
|
1302
SFL Corp
SFL
$1.58B
| $3.49M | 0.01% |
213,181
+76,150
| +56% | +$1.24M |
|
|
NXJ
1303
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
| $3.49M | 0.01% |
279,384
-10,875
| -4% | -$135K |
|
|
BIG
1304
DELISTED
Big Lots, Inc.
BIG
| $3.49M | 0.01% |
107,950
+60,384
| +127% | +$2.15M |
|
1305
Credicorp
BAP
$31.5B
| $3.48M | 0.01% |
27,208
+19
| +0.1% | +$2.42K |
|
1306
PRA Group
PRAA
$660M
| $3.47M | 0.01% |
65,686
-41,814
| -39% | -$2.38M |
|
1307
BlackRock MuniHoldings Fund
MHD
$602M
| $3.47M | 0.01% |
239,109
-25,027
| -9% | -$371K |
|
|
TFM
1308
DELISTED
THE FRESH MARKET, INC COM STK
TFM
| $3.46M | 0.01% |
85,525
+26,976
| +46% | +$1.25M |
|
|
ARNA
1309
DELISTED
Arena Pharmaceuticals Inc
ARNA
| $3.46M | 0.01% |
59,129
-4,350
| -7% | -$227K |
|
1310
Ironwood Pharmaceuticals
IRWD
$686M
| $3.46M | 0.01% |
355,450
-22,911
| -6% | -$206K |
|
1311
Carlisle Companies
CSL
$15.4B
| $3.44M | 0.01% |
43,364
+33,841
| +355% | +$2.49M |
|
1312
Avista
AVA
$3.24B
| $3.43M | 0.01% |
121,709
+27,045
| +29% | +$742K |
|
1313
Sonic Automotive
SAH
$2.8B
| $3.42M | 0.01% |
139,833
+46,831
| +50% | +$1.09M |
|
|
BLE
1314
DELISTED
BlackRock Municipal Income Trust II
BLE
| $3.42M | 0.01% |
258,707
+8,667
| +3% | +$117K |
|
|
TPZ
1315
Tortoise Electrification Infrastructure ETF
TPZ
$124M
| $3.42M | 0.01% |
133,099
-12,534
| -9% | -$308K |
|
1316
Itron
ITRI
$4.61B
| $3.4M | 0.01% |
82,116
-126,219
| -61% | -$5.36M |
|
|
TGI
1317
DELISTED
Triumph Group
TGI
| $3.4M | 0.01% |
44,710
+36,199
| +425% | +$2.62M |
|
1318
RLJ Lodging Trust
RLJ
$1.88B
| $3.4M | 0.01% |
139,779
+16,375
| +13% | +$395K |
|
|
AWAY
1319
DELISTED
HOMEAWAY INC COM
AWAY
| $3.4M | 0.01% |
83,069
+47,649
| +135% | +$1.62M |
|
1320
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
| $3.38M | 0.01% |
270,316
-76,458
| -22% | -$959K |
|
1321
ICICI Bank
IBN
$109B
| $3.38M | 0.01% |
500,423
-296,516
| -37% | -$1.89M |
|
|
NBH
1322
Neuberger Municipal Fund Inc
NBH
$301M
| $3.38M | 0.01% |
240,850
-4,740
| -2% | -$66.5K |
|
1323
G-III Apparel Group
GIII
$1.54B
| $3.38M | 0.01% |
91,402
-10,040
| -10% | -$301K |
|
1324
Children's Place
PLCE
$57.8M
| $3.37M | 0.01% |
59,151
+29,226
| +98% | +$1.58M |
|
|
PIR
1325
DELISTED
Pier 1 Imports, Inc.
PIR
| $3.37M | 0.01% |
7,298
+2,615
| +56% | +$1.11M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.