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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1251
British American Tobacco
BTI
$128B
| $3.71M | 0.01% |
70,516
+40,826
| +138% | +$2.16M |
|
|
CBD
1252
DELISTED
Companhia Brasileira de Distribuicao
CBD
| $3.7M | 0.01% |
80,396
-38,869
| -33% | -$1.71M |
|
|
IRBT
1253
DELISTED
iRobot
IRBT
| $3.69M | 0.01% |
98,063
-3,419
| -3% | -$123K |
|
|
SINA
1254
DELISTED
Sina Corp
SINA
| $3.69M | 0.01% |
45,511
+14,391
| +46% | +$1.06M |
|
1255
Dana Inc
DAN
$3.01B
| $3.68M | 0.01% |
160,747
+3,929
| +3% | +$85.1K |
|
1256
Spire
SR
$4.78B
| $3.68M | 0.01% |
81,703
+42,094
| +106% | +$1.9M |
|
1257
EastGroup Properties
EGP
$10.9B
| $3.67M | 0.01% |
62,058
-5,623
| -8% | -$333K |
|
1258
Verisk Analytics
VRSK
$24.6B
| $3.67M | 0.01% |
56,482
+679
| +1% | +$42.8K |
|
1259
Tetra Tech
TTEK
$8.78B
| $3.66M | 0.01% |
706,595
+8,220
| +1% | +$39.4K |
|
1260
Mid-America Apartment Communities
MAA
$15.7B
| $3.65M | 0.01% |
58,447
-15,565
| -21% | -$1.01M |
|
|
NXJ
1261
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
| $3.65M | 0.01% |
290,259
-28,561
| -9% | -$359K |
|
|
ZLC
1262
DELISTED
ZALE CORPORATION
ZLC
| $3.65M | 0.01% |
240,005
+74,171
| +45% | +$811K |
|
1263
Huntsman Corp
HUN
$1.78B
| $3.64M | 0.01% |
176,670
+94,110
| +114% | +$1.72M |
|
1264
Boyd Gaming
BYD
$6.13B
| $3.64M | 0.01% |
257,121
+22,308
| +10% | +$274K |
|
|
FDO
1265
CALL
DELISTED
FAMILY DOLLAR STORES
FDO
| $3.63M | 0.01% |
+50,000
| New | +$3.51M |
|
1266
Brunswick
BC
$5.43B
| $3.63M | 0.01% |
90,871
+28,796
| +46% | +$1.07M |
|
|
ITMN
1267
DELISTED
INTERMUNE INC
ITMN
| $3.62M | 0.01% |
235,559
+5,719
| +2% | +$80.3K |
|
|
NIO
1268
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
| $3.62M | 0.01% |
278,292
-45,839
| -14% | -$597K |
|
|
NQC
1269
DELISTED
NUVEEN CALIF INVT QUAL MUNI FD
NQC
| $3.61M | 0.01% |
266,267
-42,151
| -14% | -$554K |
|
1270
AngloGold Ashanti
AU
$44.8B
| $3.61M | 0.01% |
271,679
+530
| +0.2% | +$7.1K |
|
1271
Quad
QUAD
$529M
| $3.6M | 0.01% |
+118,763
| New | +$3.5M |
|
|
TYG
1272
Tortoise Energy Infrastructure Corp
TYG
$1.06B
| $3.6M | 0.01% |
19,631
+1,561
| +9% | +$282K |
|
1273
Halozyme
HALO
$9.91B
| $3.6M | 0.01% |
325,742
-12,460
| -4% | -$104K |
|
|
BTA
1274
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $3.59M | 0.01% |
338,672
-51,182
| -13% | -$533K |
|
|
TPZ
1275
Tortoise Electrification Infrastructure ETF
TPZ
$124M
| $3.59M | 0.01% |
145,633
+16,514
| +13% | +$422K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.