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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLF icon
1226
Herbalife
HLF
$1.29B
$1.23M 0.01%
25,489
-3,492
-12% -$168K
BILI icon
1227
Bilibili
BILI
$7.84B
$1.22M 0.01%
14,284
+992
+7% +$58.1K
PCG icon
1228
PG&E
PCG
$38.5B
$1.22M 0.01%
97,809
-9,260
-9% -$105K
PAI
1229
Western Asset Investment Grade Income Fund
PAI
$114M
$1.22M 0.01%
76,619
-8,750
-10% -$135K
APO icon
1230
Apollo Global Management
APO
$73.4B
$1.22M 0.01%
24,804
+1,673
+7% +$74.7K
KSM
1231
DELISTED
DWS Strategic Municipal Income Trust
KSM
$1.21M 0.01%
106,530
+20,952
+24% +$231K
VEEV icon
1232
Veeva Systems
VEEV
$37.4B
$1.21M 0.01%
4,457
-2,049
-31% -$574K
RESI
1233
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$1.21M 0.01%
+74,866
New +$1.04M
VSTO
1234
DELISTED
Vista Outdoor Inc.
VSTO
$1.21M 0.01%
+50,960
New +$1.09M
LYV icon
1235
Live Nation Entertainment
LYV
$42.1B
$1.2M 0.01%
16,348
-615
-4% -$38.8K
CBOE icon
1236
Cboe Global Markets
CBOE
$29.9B
$1.2M 0.01%
12,878
-9,997
-44% -$875K
LDP icon
1237
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$1.2M 0.01%
45,073
-13,381
-23% -$329K
FTV icon
1238
Fortive
FTV
$18.6B
$1.2M 0.01%
22,442
+1,597
+8% +$82.1K
PHI icon
1239
PLDT
PHI
$4.33B
$1.2M 0.01%
42,828
-10,226
-19% -$284K
IR icon
1240
Ingersoll Rand
IR
$33.7B
$1.19M 0.01%
26,167
-30,014
-53% -$1.24M
TRN icon
1241
Trinity Industries
TRN
$2.38B
$1.19M 0.01%
45,130
+22,962
+104% +$517K
TPH
1242
DELISTED
Tri Pointe Homes
TPH
$1.19M 0.01%
68,993
+56,642
+459% +$1M
CGBD icon
1243
Carlyle Secured Lending
CGBD
$758M
$1.19M 0.01%
115,707
-29,066
-20% -$288K
CORT icon
1244
Corcept Therapeutics
CORT
$12B
$1.19M 0.01%
45,337
+35,064
+341% +$739K
DISCK
1245
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$1.19M 0.01%
45,312
+22,030
+95% +$483K
INVA icon
1246
Innoviva
INVA
$1.48B
$1.18M 0.01%
95,374
+49,392
+107% +$533K
HWM icon
1247
Howmet Aerospace
HWM
$112B
$1.18M 0.01%
41,202
+1,546
+4% +$34.4K
FRPT icon
1248
Freshpet
FRPT
$3.22B
$1.17M 0.01%
8,265
-2,200
-21% -$284K
MFIC icon
1249
MidCap Financial Investment
MFIC
$804M
$1.17M 0.01%
110,295
-24,997
-18% -$243K
GEO icon
1250
The GEO Group
GEO
$4.04B
$1.17M 0.01%
131,963
+21,021
+19% +$202K
48 49
50
51 52

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WANY
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.