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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXAS
1226
DELISTED
Exact Sciences
EXAS
$3.56M 0.01%
150,702
-21,883
-13% -$434K
MYI icon
1227
BlackRock MuniYield Quality Fund III
MYI
$709M
$3.56M 0.01%
255,488
+35,224
+16% +$486K
PRTA icon
1228
Prothena Corp
PRTA
$425M
$3.56M 0.01%
63,707
+1,949
+3% +$102K
PNI
1229
PIMCO New York Municipal Income Fund II
PNI
$76.2M
$3.54M 0.01%
308,319
+870
+0.3% +$10.5K
LITE icon
1230
Lumentum
LITE
$55.5B
$3.54M 0.01%
66,372
-17,245
-21% -$761K
AU icon
1231
AngloGold Ashanti
AU
$40.1B
$3.54M 0.01%
328,650
-21,888
-6% -$256K
SCD
1232
LMP Capital and Income Fund
SCD
$355M
$3.52M 0.01%
247,626
+8,135
+3% +$113K
GDXJ icon
1233
VanEck Junior Gold Miners ETF
GDXJ
$6.89B
$3.52M 0.01%
97,692
-2,997
-3% -$112K
BEAT
1234
DELISTED
BioTelemetry, Inc.
BEAT
$3.51M 0.01%
121,356
-14,418
-11% -$357K
CE icon
1235
Celanese
CE
$4.9B
$3.5M 0.01%
38,969
-5,595
-13% -$489K
SMG icon
1236
ScottsMiracle-Gro
SMG
$3.82B
$3.49M 0.01%
37,342
+23,339
+167% +$2.16M
ATW
1237
DELISTED
Atwood Oceanics
ATW
$3.47M 0.01%
364,543
-63,571
-15% -$710K
VRE
1238
DELISTED
Veris Residential
VRE
$3.47M 0.01%
128,885
-3,157
-2% -$88.6K
PEGI
1239
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$3.47M 0.01%
172,346
-33,162
-16% -$663K
ASML icon
1240
ASML
ASML
$626B
$3.46M 0.01%
26,101
+4,628
+22% +$569K
SUPN icon
1241
Supernus Pharmaceuticals
SUPN
$2.59B
$3.46M 0.01%
110,727
-8,935
-7% -$239K
GLD icon
1242
SPDR Gold Trust
GLD
$131B
$3.46M 0.01%
29,134
+518
+2% +$60.2K
BLD
1243
DELISTED
TopBuild
BLD
$3.46M 0.01%
73,535
-7,267
-9% -$295K
ATCO
1244
DELISTED
Atlas Corp.
ATCO
$3.46M 0.01%
498,419
+187,515
+60% +$1.55M
NCA icon
1245
Nuveen California Municipal Value Fund
NCA
$297M
$3.45M 0.01%
342,469
-41,672
-11% -$426K
TEN
1246
Tsakos Energy Navigation Ltd
TEN
$1.21B
$3.45M 0.01%
144,080
+71,014
+97% +$1.69M
CHT icon
1247
Chunghwa Telecom
CHT
$33.1B
$3.45M 0.01%
101,537
-92,103
-48% -$3.02M
DQ
1248
Daqo New Energy
DQ
$823M
$3.45M 0.01%
918,925
-654,630
-42% -$3.01M
TEP
1249
DELISTED
Tallgrass Energy Partners, LP
TEP
$3.45M 0.01%
64,834
+11,595
+22% +$594K
BMI icon
1250
Badger Meter
BMI
$3.89B
$3.45M 0.01%
93,782
+5,196
+6% +$191K
48 49
50
51 52

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.