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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.8B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1226
MannKind Corp
MNKD
$1.27B
| $4.02M | 0.01% |
154,277
+11,159
| +8% | +$284K |
|
|
AYR
1227
DELISTED
Aircastle Ltd
AYR
| $4.01M | 0.01% |
209,382
-462,519
| -69% | -$8.57M |
|
1228
Jones Lang LaSalle
JLL
$17.1B
| $4.01M | 0.01% |
39,143
-60,889
| -61% | -$5.72M |
|
|
ATHN
1229
DELISTED
Athenahealth, Inc.
ATHN
| $4M | 0.01% |
29,777
+19,248
| +183% | +$2.47M |
|
|
VMW
1230
DELISTED
VMware, Inc
VMW
| $4M | 0.01% |
44,643
-20,851
| -32% | -$1.72M |
|
|
LNKD
1231
DELISTED
LinkedIn Corporation
LNKD
| $3.99M | 0.01% |
18,409
-32,842
| -64% | -$7.48M |
|
1232
SAP
SAP
$227B
| $3.98M | 0.01% |
45,653
+16,717
| +58% | +$1.33M |
|
|
AKRX
1233
DELISTED
Akorn Inc
AKRX
| $3.98M | 0.01% |
161,400
+56,081
| +53% | +$1.27M |
|
1234
Booz Allen Hamilton
BAH
$8.68B
| $3.97M | 0.01% |
207,395
+197,285
| +1,951% | +$3.61M |
|
|
RGC
1235
DELISTED
Regal Entertainment Group
RGC
| $3.97M | 0.01% |
204,042
+48,600
| +31% | +$931K |
|
1236
Eldorado Gold
EGO
$9.49B
| $3.96M | 0.01% |
139,453
-70
| -0.1% | -$2.15K |
|
1237
Virtus Investment Partners
VRTS
$1.08B
| $3.96M | 0.01% |
19,742
+11,476
| +139% | +$2.2M |
|
|
MVF
1238
DELISTED
BlackRock MuniVest Fund
MVF
| $3.96M | 0.01% |
443,752
-96,347
| -18% | -$879K |
|
|
MANT
1239
DELISTED
Mantech International Corp
MANT
| $3.94M | 0.01% |
131,819
+40,144
| +44% | +$1.15M |
|
|
PRE
1240
DELISTED
PARTNERRE LTD
PRE
| $3.94M | 0.01% |
37,412
+15,046
| +67% | +$1.48M |
|
1241
Trustmark
TRMK
$2.82B
| $3.94M | 0.01% |
146,958
-153,085
| -51% | -$4.14M |
|
|
MHY
1242
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
| $3.93M | 0.01% |
694,468
-112,539
| -14% | -$637K |
|
1243
MarketAxess Holdings
MKTX
$5.72B
| $3.93M | 0.01% |
58,761
+15,778
| +37% | +$1.04M |
|
|
CPL
1244
DELISTED
CPFL Energia S.A.
CPL
| $3.92M | 0.01% |
259,246
+93,629
| +57% | +$1.49M |
|
1245
PUT
Lamar Advertising Co
LAMR
$15.9B
| $3.92M | 0.01% |
75,000
-25,000
| -25% | -$1.22M |
|
1246
Lindsay Corp
LNN
$1.17B
| $3.92M | 0.01% |
47,332
-14,106
| -23% | -$1.1M |
|
1247
Nuveen Real Estate Income Fund
JRS
$247M
| $3.91M | 0.01% |
410,394
-33,036
| -7% | -$352K |
|
|
BFK
1248
DELISTED
BlackRock Municipal Income Trust
BFK
| $3.9M | 0.01% |
307,480
+5,454
| +2% | +$69K |
|
|
CRZO
1249
DELISTED
Carrizo Oil & Gas Inc
CRZO
| $3.9M | 0.01% |
87,026
+69,470
| +396% | +$2.95M |
|
|
CNCO
1250
DELISTED
Cencosud S.A.
CNCO
| $3.89M | 0.01% |
+357,376
| New | +$4.27M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.