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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ESRX
101
DELISTED
Express Scripts Holding Company
ESRX
| $44.9M | 0.16% |
727,157
+215,564
| +42% | +$13.9M |
|
|
SWY
102
DELISTED
SAFEWAY INC
SWY
| $44.8M | 0.16% |
1,562,623
+263,527
| +20% | +$6.28M |
|
|
BGC
103
DELISTED
General Cable Corporation
BGC
| $44.2M | 0.16% |
1,393,411
+62,617
| +5% | +$1.96M |
|
|
MXWL
104
DELISTED
Maxwell Technologies Inc
MXWL
| $44.1M | 0.16% |
4,860,175
+360,199
| +8% | +$3.12M |
|
105
Universal Health Services
UHS
$10.1B
| $44.1M | 0.16% |
588,418
+38,985
| +7% | +$2.72M |
|
106
NextEra Energy
NEE
$183B
| $44.1M | 0.16% |
2,199,988
+92,168
| +4% | +$1.9M |
|
107
Occidental Petroleum
OXY
$56.4B
| $44M | 0.16% |
489,941
+92,596
| +23% | +$7.96M |
|
108
UnitedHealth
UNH
$380B
| $44M | 0.16% |
614,011
+45,756
| +8% | +$3.27M |
|
109
Williams-Sonoma
WSM
$27.2B
| $44M | 0.16% |
1,564,134
+353,464
| +29% | +$10.2M |
|
110
Agilent Technologies
A
$39.2B
| $43.9M | 0.16% |
1,196,283
+426,641
| +55% | +$14.4M |
|
111
American International
AIG
$41.7B
| $43.9M | 0.16% |
902,455
+44,528
| +5% | +$2.12M |
|
112
Costco
COST
$423B
| $42.8M | 0.15% |
371,477
+120,322
| +48% | +$13.9M |
|
|
PETM
113
DELISTED
PETSMART INC
PETM
| $42.7M | 0.15% |
560,140
+272,129
| +94% | +$19.7M |
|
114
Citigroup
C
$224B
| $42.6M | 0.15% |
879,086
+102,651
| +13% | +$5.19M |
|
|
TFCFA
115
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
| $42.4M | 0.15% |
+1,267,004
| New | +$39.9M |
|
|
LIFE
116
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
| $42M | 0.15% |
561,712
+1,742
| +0.3% | +$130K |
|
|
LO
117
DELISTED
LORILLARD INC COM STK
LO
| $41.7M | 0.15% |
931,033
-77,337
| -8% | -$3.41M |
|
|
ONIT
118
Onity Group
ONIT
$307M
| $41.6M | 0.15% |
49,773
-24,817
| -33% | -$18.7M |
|
|
ZOLT
119
DELISTED
ZOLTEK COMPANIES INC
ZOLT
| $41.6M | 0.15% |
2,492,141
-68,018
| -3% | -$969K |
|
120
UGI
UGI
$7.76B
| $41.5M | 0.15% |
1,589,681
+33,405
| +2% | +$896K |
|
121
Viatris
VTRS
$20.5B
| $41.4M | 0.15% |
1,084,028
+272,588
| +34% | +$9.6M |
|
122
Zions Bancorporation
ZION
$10.2B
| $41.3M | 0.15% |
1,507,870
+145,531
| +11% | +$4.25M |
|
123
Cardinal Health
CAH
$53.9B
| $40.9M | 0.15% |
784,258
+224,889
| +40% | +$11.4M |
|
|
MFB
124
DELISTED
MAIDENFORM BRANDS, INC
MFB
| $40.7M | 0.15% |
1,733,095
+68,702
| +4% | +$1.52M |
|
125
TJX Companies
TJX
$174B
| $40.6M | 0.15% |
1,440,658
+529,208
| +58% | +$14.1M |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.