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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.8B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1201
Wheaton Precious Metals
WPM
$56.7B
| $4.16M | 0.01% |
205,785
+5,310
| +3% | +$115K |
|
1202
Tetra Tech
TTEK
$8.81B
| $4.15M | 0.01% |
741,980
+35,385
| +5% | +$191K |
|
|
PCN
1203
PIMCO Corporate & Income Strategy Fund
PCN
$874M
| $4.15M | 0.01% |
262,616
+78,083
| +42% | +$1.29M |
|
|
WPP
1204
DELISTED
WAUSAU PAPER CORP.
WPP
| $4.15M | 0.01% |
326,357
+116,238
| +55% | +$1.43M |
|
|
NCZ
1205
Virtus Convertible & Income Fund II
NCZ
$300M
| $4.15M | 0.01% |
115,414
+2,879
| +3% | +$101K |
|
1206
Suburban Propane Partners
SPH
$1.17B
| $4.14M | 0.01% |
88,367
-20,281
| -19% | -$942K |
|
1207
Martin Marietta Materials
MLM
$33.5B
| $4.14M | 0.01% |
41,318
+33,843
| +453% | +$3.33M |
|
1208
BlackRock MuniYield New York Quality Fund
MYN
$375M
| $4.13M | 0.01% |
342,317
-42,561
| -11% | -$516K |
|
|
IM
1209
DELISTED
Ingram Micro
IM
| $4.11M | 0.01% |
175,133
-699
| -0.4% | -$16.4K |
|
1210
Camden Property Trust
CPT
$11B
| $4.11M | 0.01% |
72,180
-2,256
| -3% | -$137K |
|
1211
PUT
Urban Outfitters
URBN
$6.68B
| $4.11M | 0.01% |
+110,000
| New | +$4.12M |
|
1212
American States Water
AWR
$3.31B
| $4.1M | 0.01% |
142,777
+3,965
| +3% | +$112K |
|
1213
Berkshire Hathaway Class A
BRK.A
$1.11T
| $4.09M | 0.01% |
23
-12
| -34% | -$2.08M |
|
1214
Skyworks Solutions
SWKS
$10B
| $4.08M | 0.01% |
143,026
-379,142
| -73% | -$9.93M |
|
|
EOI
1215
Eaton Vance Enhanced Equity Income Fund
EOI
$822M
| $4.08M | 0.01% |
314,105
-42,870
| -12% | -$539K |
|
1216
United Airlines
UAL
$43.5B
| $4.08M | 0.01% |
107,888
-50,544
| -32% | -$1.77M |
|
|
LSI
1217
DELISTED
Life Storage, Inc.
LSI
| $4.07M | 0.01% |
93,594
+31,363
| +50% | +$1.48M |
|
1218
CALL
Stanley Black & Decker
SWK
$15.5B
| $4.06M | 0.01% |
+50,000
| New | +$4.09M |
|
|
NNJ
1219
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
| $4.06M | 0.01% |
310,962
-4,467
| -1% | -$58.4K |
|
1220
Northwest Bancshares
NWBI
$2.33B
| $4.06M | 0.01% |
274,628
+262,941
| +2,250% | +$3.74M |
|
|
AOD
1221
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
| $4.05M | 0.01% |
483,513
-1,270,533
| -72% | -$10.5M |
|
|
GEVA
1222
DELISTED
SYNAGEVA BIOPHARMA CORP COM STK (DE)
GEVA
| $4.05M | 0.01% |
+62,607
| New | +$3.72M |
|
1223
Copa Holdings
CPA
$6.16B
| $4.04M | 0.01% |
25,217
-8,855
| -26% | -$1.34M |
|
1224
California Water Service
CWT
$3.08B
| $4.02M | 0.01% |
174,436
+9,242
| +6% | +$201K |
|
|
PEGI
1225
DELISTED
Pattern Energy Group Inc. Class A
PEGI
| $4.02M | 0.01% |
+132,357
| New | +$3.29M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.