We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIVO
1176
DELISTED
Tivo Inc
TIVO
$3.76M 0.01%
+179,827
New +$3.66M
CC icon
1177
Chemours
CC
$2.7B
$3.75M 0.01%
169,917
-243,237
-59% -$4.99M
BCX icon
1178
BlackRock Resources & Commodities Strategy Trust
BCX
$906M
$3.75M 0.01%
453,562
+221,686
+96% +$1.79M
LGND icon
1179
Ligand Pharmaceuticals
LGND
$6.03B
$3.75M 0.01%
59,173
-41,434
-41% -$2.61M
PII icon
1180
Polaris
PII
$4.2B
$3.73M 0.01%
45,339
-12,032
-21% -$981K
PFX icon
1181
PhenixFIN
PFX
$83.1M
$3.73M 0.01%
24,857
+3,865
+18% +$590K
NSIT icon
1182
Insight Enterprises
NSIT
$4.15B
$3.73M 0.01%
92,187
+12,493
+16% +$430K
RY icon
1183
Royal Bank of Canada
RY
$290B
$3.71M 0.01%
54,868
+43,649
+389% +$2.83M
HUN icon
1184
Huntsman Corp
HUN
$1.83B
$3.71M 0.01%
194,563
-20,727
-10% -$376K
AGCO icon
1185
AGCO
AGCO
$7.51B
$3.71M 0.01%
64,121
+10,917
+21% +$590K
QIWI
1186
DELISTED
QIWI PLC
QIWI
$3.71M 0.01%
+290,487
New +$3.85M
KMPR icon
1187
Kemper
KMPR
$1.73B
$3.71M 0.01%
83,622
+34,927
+72% +$1.41M
SIR
1188
DELISTED
SELECT INCOME REIT
SIR
$3.71M 0.01%
334,439
-154,611
-32% -$1.69M
IVR icon
1189
Invesco Mortgage Capital
IVR
$758M
$3.7M 0.01%
25,309
-9,752
-28% -$1.45M
CWEN icon
1190
Clearway Energy Class C
CWEN
$4.94B
$3.69M 0.01%
233,736
+66,116
+39% +$1.03M
RYN icon
1191
Rayonier
RYN
$6.6B
$3.69M 0.01%
152,969
-11,953
-7% -$289K
UCB
1192
United Community Banks
UCB
$4.33B
$3.69M 0.01%
124,556
+76,900
+161% +$1.93M
AU icon
1193
AngloGold Ashanti
AU
$41.2B
$3.68M 0.01%
350,538
-60,662
-15% -$736K
PNI
1194
PIMCO New York Municipal Income Fund II
PNI
$76.4M
$3.68M 0.01%
307,449
-32,868
-10% -$412K
GPRE icon
1195
Green Plains
GPRE
$1.19B
$3.68M 0.01%
132,062
+32,266
+32% +$859K
TAHO
1196
DELISTED
Tahoe Resources Inc
TAHO
$3.67M 0.01%
389,812
-124,934
-24% -$1.3M
HEP
1197
DELISTED
Holly Energy Partners, L.P.
HEP
$3.67M 0.01%
114,512
-10,018
-8% -$325K
AX icon
1198
Axos Financial
AX
$5.96B
$3.67M 0.01%
128,601
-17,025
-12% -$405K
AGR
1199
DELISTED
Avangrid, Inc.
AGR
$3.66M 0.01%
96,729
-2,574
-3% -$98.2K
VSM
1200
DELISTED
Versum Materials, Inc.
VSM
$3.66M 0.01%
+130,280
New +$3.24M
46 47
48
49 50

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.