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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$34.4B
AUM Growth
+$1.87B
Cap. Flow
+$629M
Cap. Flow %
1.83%
Top 10 Hldgs %
5.83%
Holding
3,214
New
258
Increased
1,398
Reduced
1,292
Closed
227

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$128M
2
CSRA
CSRA Inc.
CSRA
+$54.1M
3
AMZN icon
Amazon
AMZN
+$45.9M
4
CHD icon
Church & Dwight Co
CHD
+$43.6M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$74.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.9M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$51M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$40.3M
5
DHI icon
D.R. Horton
DHI
+$39.5M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Healthcare 12.66%
3 Financials 11.24%
4 Consumer Discretionary 11.18%
5 Industrials 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPWR icon
1176
Monolithic Power Systems
MPWR
$66.1B
$3.75M 0.01%
58,828
-12,096
-17% -$751K
LE icon
1177
Lands' End
LE
$393M
$3.75M 0.01%
159,903
-27,408
-15% -$664K
NRK icon
1178
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$3.75M 0.01%
285,396
+37,959
+15% +$484K
MYN icon
1179
BlackRock MuniYield New York Quality Fund
MYN
$374M
$3.74M 0.01%
276,591
+13,544
+5% +$178K
KRNY icon
1180
Kearny Financial
KRNY
$609M
$3.73M 0.01%
+294,806
New +$3.59M
ARIA
1181
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$3.73M 0.01%
596,448
-157,231
-21% -$1.03M
TLK icon
1182
Telkom Indonesia
TLK
$14.6B
$3.73M 0.01%
167,820
-11,468
-6% -$236K
BLKB icon
1183
Blackbaud
BLKB
$2.08B
$3.72M 0.01%
56,555
+4,664
+9% +$292K
AMAG
1184
DELISTED
AMAG Pharmaceuticals
AMAG
$3.72M 0.01%
123,119
-6,226
-5% -$201K
SUPN icon
1185
Supernus Pharmaceuticals
SUPN
$2.73B
$3.71M 0.01%
275,877
+23,132
+9% +$358K
SPR
1186
DELISTED
Spirit AeroSystems
SPR
$3.7M 0.01%
73,918
+34,050
+85% +$1.74M
DIAX
1187
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$3.7M 0.01%
257,636
-36,943
-13% -$526K
LPNT
1188
DELISTED
LifePoint Health, Inc.
LPNT
$3.7M 0.01%
50,413
+31,976
+173% +$2.27M
TLMR
1189
DELISTED
TALMER BANCORP INC (MI)
TLMR
$3.69M 0.01%
203,830
+114,290
+128% +$1.98M
P
1190
DELISTED
Pandora Media Inc
P
$3.66M 0.01%
273,192
+14,298
+6% +$213K
PNK
1191
DELISTED
Pinnacle Entertainment Inc.
PNK
$3.66M 0.01%
117,634
-13,911
-11% -$468K
WBK
1192
DELISTED
Westpac Banking Corporation
WBK
$3.66M 0.01%
150,964
-17,285
-10% -$393K
BYM
1193
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$3.66M 0.01%
245,804
+37,517
+18% +$527K
TUP
1194
DELISTED
Tupperware Brands Corporation
TUP
$3.66M 0.01%
65,743
+8,217
+14% +$462K
VMO icon
1195
Invesco Municipal Opportunity Trust
VMO
$656M
$3.64M 0.01%
276,681
-43,260
-14% -$554K
CEN
1196
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$3.61M 0.01%
35,962
+13,257
+58% +$1.51M
AGU
1197
DELISTED
Agrium
AGU
$3.61M 0.01%
40,405
-962
-2% -$91.1K
NPI
1198
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$3.61M 0.01%
255,742
-1,965
-0.8% -$26.8K
ENR icon
1199
Energizer
ENR
$1.54B
$3.6M 0.01%
105,811
+60,689
+134% +$2.32M
CNSL
1200
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$3.6M 0.01%
171,972
-21,386
-11% -$453K
46 47
48
49 50

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Guggenheim Capital held 3,214 positions worth $34.4B, up 5.8% from $32.5B the previous quarter. Its ten largest holdings account for 5.8% of the portfolio.

Guggenheim Capital's Q4 2015 filing shows 258 new, 1,398 increased, 1,292 reduced and 227 closed positions. Its largest new stake was Alphabet (Google) Class A: 3,457,700 shares worth $135M. The largest sale was Computer Sciences, an estimated $74.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q4 2015 buy was Alphabet (Google) Class A: 3,457,700 shares worth $135M.
  • Guggenheim Capital added most to Amazon in Q4 2015, an estimated $45.9M increase.
  • Guggenheim Capital's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $74.1M.
  • Guggenheim Capital fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $40.3M.
  • Guggenheim Capital's ten largest holdings make up 5.8% of its $34.4B portfolio in Q4 2015.
  • Guggenheim Capital opened 258 new positions and closed 227 in Q4 2015.
  • Guggenheim Capital's portfolio value rose 5.8% quarter-over-quarter to $34.4B.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.