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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARI
1176
Apollo Commercial Real Estate
ARI
$876M
$4.85M 0.01%
282,353
+31,702
+13% +$534K
VKQ icon
1177
Invesco Municipal Trust
VKQ
$547M
$4.84M 0.01%
377,868
+65,792
+21% +$846K
SIVB
1178
DELISTED
SVB Financial Group
SIVB
$4.83M 0.01%
38,015
-178,741
-82% -$21.4M
RGC
1179
DELISTED
Regal Entertainment Group
RGC
$4.81M 0.01%
210,537
+21,002
+11% +$465K
AJG icon
1180
Arthur J. Gallagher & Co
AJG
$64.5B
$4.81M 0.01%
102,844
-37,219
-27% -$1.74M
IGSB icon
1181
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$4.81M 0.01%
91,114
-5,548
-6% -$292K
WKC icon
1182
World Kinect Corp
WKC
$1.9B
$4.8M 0.01%
83,579
+12,277
+17% +$638K
IPXL
1183
DELISTED
Impax Laboratories, Inc.
IPXL
$4.8M 0.01%
102,442
+79,869
+354% +$3.18M
CCLP
1184
DELISTED
CSI Compressco LP
CCLP
$4.77M 0.01%
247,908
+22,463
+10% +$360K
ABMD
1185
DELISTED
Abiomed Inc
ABMD
$4.74M 0.01%
66,152
+25,728
+64% +$1.4M
QIHU
1186
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$4.73M 0.01%
92,370
+8,548
+10% +$464K
VIV icon
1187
Telefônica Brasil
VIV
$19.3B
$4.72M 0.01%
308,893
+15,105
+5% +$267K
JGV
1188
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$4.71M 0.01%
365,543
-21,931
-6% -$280K
HPS
1189
John Hancock Preferred Income Fund III
HPS
$458M
$4.71M 0.01%
251,880
-131,735
-34% -$2.43M
FLC
1190
Flaherty & Crumrine Total Return Fund
FLC
$175M
$4.69M 0.01%
231,295
-40,535
-15% -$834K
FSP
1191
Franklin Street Properties
FSP
$47.1M
$4.69M 0.01%
365,708
+56,886
+18% +$729K
NMZ icon
1192
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$4.68M 0.01%
338,465
-24,636
-7% -$339K
DECK icon
1193
Deckers Outdoor
DECK
$13.3B
$4.67M 0.01%
384,774
-36,330
-9% -$467K
MYC
1194
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$4.66M 0.01%
294,258
-5,357
-2% -$84.2K
TEF
1195
DELISTED
Telefonica
TEF
$4.66M 0.01%
430,334
-757,111
-64% -$8.33M
PCQ
1196
Pimco California Municipal Income Fund
PCQ
$167M
$4.65M 0.01%
300,338
-19,512
-6% -$306K
DST
1197
DELISTED
DST Systems Inc.
DST
$4.65M 0.01%
83,984
+49,006
+140% +$2.52M
AVK
1198
Advent Convertible and Income Fund
AVK
$560M
$4.65M 0.01%
276,119
-63,451
-19% -$1.04M
PGTI
1199
DELISTED
PGT, Inc.
PGTI
$4.64M 0.01%
415,075
+29,182
+8% +$283K
ABM icon
1200
ABM Industries
ABM
$2.84B
$4.61M 0.01%
144,620
+333
+0.2% +$10K
46 47
48
49 50

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.